Eric Cantor - Nov 19, 2021 Form 4/A - Amendment Insider Report for Moelis & Co (MC)

Role
Vice Chairman, MD, Director
Signature
/s/ Osamu Watanabe as attorney-in-fact for Eric Cantor
Stock symbol
MC
Transactions as of
Nov 19, 2021
Transactions value $
$0
Form type
4/A - Amendment
Date filed
11/24/2021, 09:45 AM
Date Of Original Report
Nov 23, 2021
Previous filing
Nov 1, 2021
Next filing
Dec 3, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MC 2016 Incentive RSUs Granted in 2016 (Quarterly Awards) Award $0 +41.1 +4.61% $0.00 933 Nov 19, 2021 Class A Common Stock 41.1 $0.00 Direct F1, F2
transaction MC 2016 Incentive RSUs Award $0 +185 +4.61% $0.00 4.19K Nov 19, 2021 Class A Common Stock 185 $0.00 Direct F1, F3
transaction MC 2017 Restricted Stock Unit Award for MD Award $0 +372 +4.61% $0.00 8.44K Nov 19, 2021 Class A Common Stock 372 $0.00 Direct F1, F4
transaction MC 2017 Incentive RSUs Granted in 2017 (Quarterly Awards) Award $0 +156 +4.61% $0.00 3.55K Nov 19, 2021 Class A Common Stock 156 $0.00 Direct F1, F5
transaction MC 2017 Incentive RSUs Award $0 +600 +4.61% $0.00 13.6K Nov 19, 2021 Class A Common Stock 600 $0.00 Direct F1, F6
transaction MC 2017 Long Term Incentive Award Award $0 +416 +4.61% $0.00 9.45K Nov 19, 2021 Class A Common Stock 416 $0.00 Direct F1, F7
transaction MC 2018 Incentive RSUs Granted in 2018 (Quarterly Awards) Award $0 +242 +4.61% $0.00 5.5K Nov 19, 2021 Class A Common Stock 242 $0.00 Direct F1, F8
transaction MC 2018 Incentive RSUs Award $0 +1.31K +4.61% $0.00 29.7K Nov 19, 2021 Class A Common Stock 1.31K $0.00 Direct F1, F9
transaction MC 2019 Incentive RSUs Granted in 2019 (Quarterly Awards) Award $0 +418 +4.61% $0.00 9.48K Nov 19, 2021 Class A Common Stock 418 $0.00 Direct F1, F10
transaction MC 2019 Incentive RSUs Award $0 +1.57K +4.61% $0.00 35.6K Nov 19, 2021 Class A Common Stock 1.57K $0.00 Direct F1, F11
transaction MC 2020 Incentive RSUs Award $0 +1.35K +4.61% $0.00 30.7K Nov 19, 2021 Class A Common Stock 1.35K $0.00 Direct F1, F12
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.
F2 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2016 as follows: (1) 41.11 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 30, 2016 (and dividend equivalents subsequently issued thereon). In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs.
F3 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F4 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on March 31, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs.
F5 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2017 as follows: (1) 37.18 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on March 31, 2017 (and dividend equivalents thereon), (2) 34.82 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued June 30, 2017 (and dividend equivalents thereon) and (3) 30.98 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 30, 2017 (and dividend equivalents thereon), and (4) 53.32 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 29, 2017. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs.
F6 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F7 Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F8 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2018 as follows: (1) 51.06 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on March 29, 2018 (and dividend equivalents thereon), (2) 42.05 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on June 29, 2018 (and dividend equivalents thereon) (3) 42.91 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 28, 2018 and (4) 106.03 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 31, 2018. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs.
F9 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F10 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2019 as follows: (1) 82.95 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on March 29, 2019 (and dividend equivalents thereon), (2) 98.73 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on June 28, 2019 (and dividend equivalents thereon), (3) 102.60 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on September 30, 2019 (and dividend equivalents thereon) and (4) 133.48 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 31, 2019. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs.
F11 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F12 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.