Eric Cantor - 28 Oct 2021 Form 4 Insider Report for Moelis & Co (MC)

Role
Vice Chairman, MD, Director
Signature
/s/ Osamu Watanabe as attorney-in-fact for Eric Cantor
Issuer symbol
MC
Transactions as of
28 Oct 2021
Net transactions value
-$97,167
Form type
4
Filing time
01 Nov 2021, 18:54:13 UTC
Previous filing
21 Sep 2021
Next filing
24 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MC Class A Common Stock Options Exercise +3,092 +2.7% 116,540 28 Oct 2021 Direct F1
transaction MC Class A Common Stock Tax liability $97,167 -1,417 -1.2% $68.56 115,123 28 Oct 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MC 2016 Incentive RSUs (September) Options Exercise $0 -1,212 -100% $0.000000* 0 28 Oct 2021 Class A Common Stock 1,212 Direct F2
transaction MC 2017 Incentive RSUs (September) Options Exercise $0 -672 -50% $0.000000 672 28 Oct 2021 Class A Common Stock 672 Direct F2
transaction MC 2018 Incentive RSUs (September) Options Exercise $0 -466 -33% $0.000000 931 28 Oct 2021 Class A Common Stock 466 Direct F2
transaction MC 2019 Incentive RSUs (September) Options Exercise $0 -742 -25% $0.000000 2,227 28 Oct 2021 Class A Common Stock 742 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).
F2 The RSUs were settled for Class A common stock on October 28, 2021.