Eric Cantor - Dec 2, 2021 Form 4 Insider Report for Moelis & Co (MC)

Role
Vice Chairman, MD, Director
Signature
/s/ Osamu Watanabe as attorney-in-fact for Eric Cantor
Stock symbol
MC
Transactions as of
Dec 2, 2021
Transactions value $
-$342,006
Form type
4
Date filed
12/3/2021, 03:42 PM
Previous filing
Nov 24, 2021
Next filing
Feb 14, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MC Class A Common Stock Options Exercise +5.6K +4.87% 121K Dec 2, 2021 Direct F1
transaction MC Class A Common Stock Tax liability -$342K -5.6K -4.64% $61.05 115K Dec 2, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MC 2016 Incentive RSUs Options Exercise $0 -178 -4.24% $0.00 4.02K Dec 2, 2021 Class A Common Stock 178 Direct F2
transaction MC 2017 Incentive RSUs (March) Options Exercise $0 -36.2 -4.28% $0.00 808 Dec 2, 2021 Class A Common Stock 36.2 Direct F2
transaction MC 2017 Incentive RSUs (June) Options Exercise $0 -35.8 -4.53% $0.00 755 Dec 2, 2021 Class A Common Stock 35.8 Direct F2
transaction MC 2017 Incentive RSUs (September) Options Exercise $0 -30.1 -4.27% $0.00 673 Dec 2, 2021 Class A Common Stock 30.1 Direct F2
transaction MC 2017 Incentive RSUs (December) Options Exercise $0 -52.2 -4.31% $0.00 1.16K Dec 2, 2021 Class A Common Stock 52.2 Direct F2
transaction MC 2017 Incentive RSUs Options Exercise $0 -575 -4.23% $0.00 13K Dec 2, 2021 Class A Common Stock 575 Direct F2
transaction MC 2018 Incentive RSUs (March) Options Exercise $0 -50.3 -4.34% $0.00 1.11K Dec 2, 2021 Class A Common Stock 50.3 Direct F2
transaction MC 2018 Incentive RSUs (June) Options Exercise $0 -41.3 -4.33% $0.00 913 Dec 2, 2021 Class A Common Stock 41.3 Direct F2
transaction MC 2018 Incentive RSUs (September) Options Exercise $0 -41.3 -4.24% $0.00 933 Dec 2, 2021 Class A Common Stock 41.3 Direct F2
transaction MC 2018 Incentive RSUs (December) Options Exercise $0 -102 -4.24% $0.00 2.31K Dec 2, 2021 Class A Common Stock 102 Direct F2
transaction MC 2018 Incentive RSUs Options Exercise $0 -1.25K -4.22% $0.00 28.4K Dec 2, 2021 Class A Common Stock 1.25K Direct F2
transaction MC 2019 Incentive RSUs (March) Options Exercise $0 -79.6 -4.23% $0.00 1.8K Dec 2, 2021 Class A Common Stock 79.6 Direct F2
transaction MC 2019 Incentive RSUs (June) Options Exercise $0 -95.2 -4.25% $0.00 2.15K Dec 2, 2021 Class A Common Stock 95.2 Direct F2
transaction MC 2019 Incentive RSUs (September) Options Exercise $0 -98.8 -4.24% $0.00 2.23K Dec 2, 2021 Class A Common Stock 98.8 Direct F2
transaction MC 2019 Incentive RSUs (December) Options Exercise $0 -128 -4.24% $0.00 2.9K Dec 2, 2021 Class A Common Stock 128 Direct F2
transaction MC 2019 Incentive RSUs Options Exercise $0 -1.51K -4.23% $0.00 34.1K Dec 2, 2021 Class A Common Stock 1.51K Direct F2
transaction MC 2020 Incentive RSUs Options Exercise $0 -1.3K -4.22% $0.00 29.4K Dec 2, 2021 Class A Common Stock 1.29K Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Class A common Stock were acquired in order to settle the tax obligation due as a result of the Retirement Eligibility policy of the Company.
F2 The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations.