Eric Cantor - 02 Dec 2021 Form 4 Insider Report for Moelis & Co (MC)

Role
Vice Chairman, MD, Director
Signature
/s/ Osamu Watanabe as attorney-in-fact for Eric Cantor
Issuer symbol
MC
Transactions as of
02 Dec 2021
Net transactions value
-$342,006
Form type
4
Filing time
03 Dec 2021, 15:42:11 UTC
Previous filing
24 Nov 2021
Next filing
14 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MC Class A Common Stock Options Exercise +5,602 +4.9% 120,725 02 Dec 2021 Direct F1
transaction MC Class A Common Stock Tax liability $342,006 -5,602 -4.6% $61.05 115,123 02 Dec 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MC 2016 Incentive RSUs Options Exercise $0 -178 -4.2% $0.000000 4,016 02 Dec 2021 Class A Common Stock 178 Direct F2
transaction MC 2017 Incentive RSUs (March) Options Exercise $0 -36 -4.3% $0.000000 808 02 Dec 2021 Class A Common Stock 36 Direct F2
transaction MC 2017 Incentive RSUs (June) Options Exercise $0 -36 -4.5% $0.000000 755 02 Dec 2021 Class A Common Stock 36 Direct F2
transaction MC 2017 Incentive RSUs (September) Options Exercise $0 -30 -4.3% $0.000000 673 02 Dec 2021 Class A Common Stock 30 Direct F2
transaction MC 2017 Incentive RSUs (December) Options Exercise $0 -52 -4.3% $0.000000 1,158 02 Dec 2021 Class A Common Stock 52 Direct F2
transaction MC 2017 Incentive RSUs Options Exercise $0 -575 -4.2% $0.000000 13,040 02 Dec 2021 Class A Common Stock 575 Direct F2
transaction MC 2018 Incentive RSUs (March) Options Exercise $0 -50 -4.3% $0.000000 1,109 02 Dec 2021 Class A Common Stock 50 Direct F2
transaction MC 2018 Incentive RSUs (June) Options Exercise $0 -41 -4.3% $0.000000 913 02 Dec 2021 Class A Common Stock 41 Direct F2
transaction MC 2018 Incentive RSUs (September) Options Exercise $0 -41 -4.2% $0.000000 933 02 Dec 2021 Class A Common Stock 41 Direct F2
transaction MC 2018 Incentive RSUs (December) Options Exercise $0 -102 -4.2% $0.000000 2,305 02 Dec 2021 Class A Common Stock 102 Direct F2
transaction MC 2018 Incentive RSUs Options Exercise $0 -1,254 -4.2% $0.000000 28,425 02 Dec 2021 Class A Common Stock 1,254 Direct F2
transaction MC 2019 Incentive RSUs (March) Options Exercise $0 -80 -4.2% $0.000000 1,804 02 Dec 2021 Class A Common Stock 80 Direct F2
transaction MC 2019 Incentive RSUs (June) Options Exercise $0 -95 -4.2% $0.000000 2,146 02 Dec 2021 Class A Common Stock 95 Direct F2
transaction MC 2019 Incentive RSUs (September) Options Exercise $0 -99 -4.2% $0.000000 2,230 02 Dec 2021 Class A Common Stock 99 Direct F2
transaction MC 2019 Incentive RSUs (December) Options Exercise $0 -128 -4.2% $0.000000 2,902 02 Dec 2021 Class A Common Stock 128 Direct F2
transaction MC 2019 Incentive RSUs Options Exercise $0 -1,506 -4.2% $0.000000 34,132 02 Dec 2021 Class A Common Stock 1,506 Direct F2
transaction MC 2020 Incentive RSUs Options Exercise $0 -1,298 -4.2% $0.000000 29,434 02 Dec 2021 Class A Common Stock 1,289 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Class A common Stock were acquired in order to settle the tax obligation due as a result of the Retirement Eligibility policy of the Company.
F2 The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations.