John E. Waldron - 21 Oct 2021 Form 4 Insider Report for GOLDMAN SACHS GROUP INC (GS)

Reporting relationship: President and COO
Issuer ticker: GS
Reported as of: 21 Oct 2021
Net transaction value: $0
SEC form: 4
Accepted by SEC: 22 Oct 2021, 09:05:20 UTC
Prior SEC filing: 16 Aug 2021
Next SEC filing: 04 May 2022
Source filing: View source filing
Reporting owner signature: /s/ Beverly L. O'Toole, Attorney-in-fact

Key filing fact

John E. Waldron filed Form 4 for GOLDMAN SACHS GROUP INC (GS) on 22 Oct 2021.

Key facts

This page summarizes John E. Waldron's Form 4 filing for GOLDMAN SACHS GROUP INC (GS).
1 reported transaction and 1 derivative row are listed below.
Accepted by SEC: 22 Oct 2021, 09:05.

Change

Previous filing in this sequence was filed on 16 Aug 2021.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

GS transaction Derivative

Performance-based Restricted Stock Units

Award

Transaction value: $0
Shares: +48,843
Change %
Price: $0.000000
Shares after: 48,843
Date: 21 Oct 2021
Ownership: Direct
Underlying class: Common Stock, par value $0.01 per share
Underlying amount
Exercise price
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

On October 21, 2021, the Reporting Person was awarded 48,843 Performance-based Restricted Stock Units ("PSUs"), which are subject to both performance- and time-based vesting conditions. The Reporting Person may earn from 0% to 150% of these PSUs based on the achievement of pre-established performance goals based 50% upon absolute total shareholder return ("TSR") and 50% on a relative TSR over a five-year performance and service period. Shares of the Issuer's common stock underlying any earned PSUs will vest and be delivered on or about the fifth anniversary of grant, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these PSUs will be subject to transfer restrictions for one additional year after delivery.