John E. Waldron - 02 May 2022 Form 4 Insider Report for GOLDMAN SACHS GROUP INC (GS)

Reporting relationship: President and COO
Issuer ticker: GS
Reported as of: 02 May 2022
Net transaction value: -$7,382,166
SEC form: 4
Accepted by SEC: 04 May 2022, 16:46:55 UTC
Prior SEC filing: 22 Oct 2021
Next SEC filing: 25 Nov 2022
Source filing: View source filing
Reporting owner signature: /s/ Beverly L. O'Toole, Attorney-in-fact

Key filing fact

John E. Waldron filed Form 4 for GOLDMAN SACHS GROUP INC (GS) on 04 May 2022.

Key facts

This page summarizes John E. Waldron's Form 4 filing for GOLDMAN SACHS GROUP INC (GS).
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 04 May 2022, 16:46.

Change

Previous filing in this sequence was filed on 22 Oct 2021.
Current net transaction value: -$7,382,166.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

GS transaction

Common Stock, par value $0.01 per share

Options Exercise

Transaction value
Shares: +43,698
Change %: +62%
Price
Shares after: 114,329
Date: 02 May 2022
Ownership: Direct
Footnotes: F1

GS transaction

Common Stock, par value $0.01 per share

Tax liability

Transaction value: $7,382,166
Shares: -24,165
Change %: -21%
Price: $305.49
Shares after: 90,164
Date: 02 May 2022
Ownership: Direct
Footnotes: F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

GS transaction Derivative

Performance-based Restricted Stock Units

Options Exercise

Transaction value
Shares: -43,698
Change %: -100%
Price
Shares after: 0
Date: 02 May 2022
Ownership: Direct
Underlying class: Common Stock, par value $0.01 per share
Underlying amount: 43,698
Exercise price
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

On May 2, 2022, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 17, 2019 in connection with 2018 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2024.

Footnote F2

Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the PSUs described in footnote 1 above.