Key facts
- This page summarizes John E. Waldron's Form 4 filing for GOLDMAN SACHS GROUP INC (GS).
- 7 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 16 Aug 2021, 16:34.
John E. Waldron - 13 Aug 2021 Form 4 Insider Report for GOLDMAN SACHS GROUP INC (GS)
- Reporting relationship
- President and COO
- Issuer ticker
- GS
- Reported as of
- 13 Aug 2021
- Net transaction value
- -$8,256,372
- SEC form
- 4
- Accepted by SEC
- 16 Aug 2021, 16:34:55 UTC
- Next SEC filing
- 22 Oct 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Beverly L. O'Toole, Attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
John E. Waldron filed Form 4 for GOLDMAN SACHS GROUP INC (GS) on 16 Aug 2021.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: -$8,256,372.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
GS
transaction
Common Stock, par value $0.01 per share
Sale
- Transaction value
- $588,423
- Shares
- -1,437
- Change %
- -1.6%
- Price
- $409.48
- Shares after
- 89,194
- Date
- 13 Aug 2021
- Ownership
- Direct
- Footnotes
- F1, F2
GS
transaction
Common Stock, par value $0.01 per share
Sale
- Transaction value
- $822,872
- Shares
- -2,003
- Change %
- -2.2%
- Price
- $410.82
- Shares after
- 87,191
- Date
- 13 Aug 2021
- Ownership
- Direct
- Footnotes
- F1, F3
GS
transaction
Common Stock, par value $0.01 per share
Sale
- Transaction value
- $1,275,006
- Shares
- -3,094
- Change %
- -3.5%
- Price
- $412.09
- Shares after
- 84,097
- Date
- 13 Aug 2021
- Ownership
- Direct
- Footnotes
- F1, F4
GS
transaction
Common Stock, par value $0.01 per share
Sale
- Transaction value
- $3,100,691
- Shares
- -7,509
- Change %
- -8.9%
- Price
- $412.93
- Shares after
- 76,588
- Date
- 13 Aug 2021
- Ownership
- Direct
- Footnotes
- F1, F5
GS
transaction
Common Stock, par value $0.01 per share
Sale
- Transaction value
- $1,223,754
- Shares
- -2,956
- Change %
- -3.9%
- Price
- $413.99
- Shares after
- 73,632
- Date
- 13 Aug 2021
- Ownership
- Direct
- Footnotes
- F1, F6
GS
transaction
Common Stock, par value $0.01 per share
Sale
- Transaction value
- $1,079,181
- Shares
- -2,601
- Change %
- -3.5%
- Price
- $414.91
- Shares after
- 71,031
- Date
- 13 Aug 2021
- Ownership
- Direct
- Footnotes
- F1, F7
GS
transaction
Common Stock, par value $0.01 per share
Sale
- Transaction value
- $166,444
- Shares
- -400
- Change %
- -0.56%
- Price
- $416.11
- Shares after
- 70,631
- Date
- 13 Aug 2021
- Ownership
- Direct
- Footnotes
- F1, F8
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 8 footnotes
Footnote F1
This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person, without any additional action taken by the Reporting Person.
Footnote F2
Reflects a weighted average sale price of $409.48 per share, at prices ranging from $409.25 to $409.815 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Footnote F3
Reflects a weighted average sale price of $410.82 per share, at prices ranging from $410.43 to $411.355 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Footnote F4
Reflects a weighted average sale price of $412.09 per share, at prices ranging from $411.44 to $412.42 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Footnote F5
Reflects a weighted average sale price of $412.93 per share, at prices ranging from $412.44 to $413.40 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Footnote F6
Reflects a weighted average sale price of $413.99 per share, at prices ranging from $413.44 to $414.41 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Footnote F7
Reflects a weighted average sale price of $414.91 per share, at prices ranging from $414.45 to $415.40 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Footnote F8
Reflects a weighted average sale price of $416.11 per share, at prices ranging from $415.80 to $416.355 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.