Katrina Lake - 18 Oct 2021 Form 4 Insider Report for Stitch Fix, Inc. (SFIX)

Role
Director
Signature
/s/ Scott Darling, Attorney-in-Fact for Katrina Lake
Issuer symbol
SFIX
Transactions as of
18 Oct 2021
Net transactions value
-$3,290,031
Form type
4
Filing time
20 Oct 2021, 16:58:57 UTC
Previous filing
17 Sep 2021
Next filing
18 Nov 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SFIX Class A Common Stock Conversion of derivative security $0 +3,472 +36% $0.000000 13,029 18 Oct 2021 John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 F1, F2, F3
transaction SFIX Class A Common Stock Conversion of derivative security $0 +20,833 $0.000000 20,833 18 Oct 2021 Katrina M. Lake Revocable Trust F1, F2, F4
transaction SFIX Class A Common Stock Conversion of derivative security $0 +9,053 $0.000000 9,053 18 Oct 2021 Katrina M. Lake 2017 Irrevocable Trust F1, F2, F5
transaction SFIX Class A Common Stock Sale $95,205 -2,953 -23% $32.24* 10,076 18 Oct 2021 John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 F6, F7
transaction SFIX Class A Common Stock Sale $17,278 -519 -5.2% $33.29* 9,557 18 Oct 2021 John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 F6
transaction SFIX Class A Common Stock Sale $589,626 -18,300 -88% $32.22* 2,533 18 Oct 2021 Katrina M. Lake Revocable Trust F6, F8
transaction SFIX Class A Common Stock Sale $84,273 -2,533 -100% $33.27* 0 18 Oct 2021 Katrina M. Lake Revocable Trust F6, F9
transaction SFIX Class A Common Stock Sale $251,845 -7,814 -86% $32.23* 1,239 18 Oct 2021 Katrina M. Lake 2017 Irrevocable Trust F6, F10
transaction SFIX Class A Common Stock Sale $41,209 -1,239 -100% $33.26* 0 18 Oct 2021 Katrina M. Lake 2017 Irrevocable Trust F6, F11
transaction SFIX Class A Common Stock Conversion of derivative security $0 +3,472 +36% $0.000000 13,029 19 Oct 2021 John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 F1, F2
transaction SFIX Class A Common Stock Conversion of derivative security $0 +20,833 $0.000000 20,833 19 Oct 2021 Katrina M. Lake Revocable Trust F1, F2
transaction SFIX Class A Common Stock Conversion of derivative security $0 +9,054 $0.000000 9,054 19 Oct 2021 Katrina M. Lake 2017 Irrevocable Trust F1, F2
transaction SFIX Class A Common Stock Sale $114,437 -3,472 -27% $32.96* 9,557 19 Oct 2021 John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 F6, F12
transaction SFIX Class A Common Stock Sale $686,447 -20,833 -100% $32.95* 0 19 Oct 2021 Katrina M. Lake Revocable Trust F6, F13
transaction SFIX Class A Common Stock Sale $298,329 -9,054 -100% $32.95* 0 19 Oct 2021 Katrina M. Lake 2017 Irrevocable Trust F6, F14
transaction SFIX Class A Common Stock Conversion of derivative security $0 +3,472 +36% $0.000000 13,029 20 Oct 2021 John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 F1, F2
transaction SFIX Class A Common Stock Conversion of derivative security $0 +20,834 $0.000000 20,834 20 Oct 2021 Katrina M. Lake Revocable Trust F1, F2
transaction SFIX Class A Common Stock Conversion of derivative security $0 +9,054 $0.000000 9,054 20 Oct 2021 Katrina M. Lake 2017 Irrevocable Trust F1, F2
transaction SFIX Class A Common Stock Sale $115,722 -3,472 -27% $33.33* 9,557 20 Oct 2021 John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 F6, F15
transaction SFIX Class A Common Stock Sale $693,981 -20,834 -100% $33.31* 0 20 Oct 2021 Katrina M. Lake Revocable Trust F6, F16
transaction SFIX Class A Common Stock Sale $301,679 -9,054 -100% $33.32* 0 20 Oct 2021 Katrina M. Lake 2017 Irrevocable Trust F6, F17

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SFIX Class B Common Stock Conversion of derivative security $0 -3,472 -1.6% $0.000000 209,016 18 Oct 2021 Class A Common Stock 3,472 John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 F1, F2
transaction SFIX Class B Common Stock Conversion of derivative security $0 -20,833 -0.22% $0.000000 9,483,064 18 Oct 2021 Class A Common Stock 20,833 Katrina M. Lake Revocable Trust F1, F2, F18
transaction SFIX Class B Common Stock Conversion of derivative security $0 -9,053 -17% $0.000000 45,269 18 Oct 2021 Class A Common Stock 9,053 Katrina M. Lake 2017 Irrevocable Trust F1, F2
transaction SFIX Class B Common Stock Conversion of derivative security $0 -3,472 -1.7% $0.000000 205,544 19 Oct 2021 Class A Common Stock 3,472 John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 F1, F2
transaction SFIX Class B Common Stock Conversion of derivative security $0 -20,833 -0.22% $0.000000 9,462,231 19 Oct 2021 Class A Common Stock 20,833 Katrina M. Lake Revocable Trust F1, F2
transaction SFIX Class B Common Stock Conversion of derivative security $0 -9,054 -20% $0.000000 36,215 19 Oct 2021 Class A Common Stock 9,054 Katrina M. Lake 2017 Irrevocable Trust F1, F2
transaction SFIX Class B Common Stock Conversion of derivative security $0 -3,472 -1.7% $0.000000 202,072 20 Oct 2021 Class A Common Stock 3,472 John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 F1, F2
transaction SFIX Class B Common Stock Conversion of derivative security $0 -20,834 -0.22% $0.000000 9,441,397 20 Oct 2021 Class A Common Stock 20,834 Katrina M. Lake Revocable Trust F1, F2
transaction SFIX Class B Common Stock Conversion of derivative security $0 -9,054 -25% $0.000000 27,161 20 Oct 2021 Class A Common Stock 9,054 Katrina M. Lake 2017 Irrevocable Trust F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
F2 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F3 The shares are held by John C. Clifford and Katrina M. Lake, Trustees of the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016.
F4 The shares are held by Katrina M. Lake, Trustee of The Katrina M. Lake Revocable Trust dated May 23, 2016.
F5 The shares are held by Katrina M, Lake, Trustee of The Katrina M. Lake 2017 Irrevocable Trust.
F6 Shares disposed of pursuant to a previously established Rule 10b5-1 plan.
F7 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $31.78 to $32.56 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $31.76 to $32.71 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F9 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $33.18 to $33.29 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F10 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $31.76 to $32.54 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F11 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $32.87 to $33.29 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F12 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $32.80 to $33.37 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F13 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $32.76 to $33.37 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F14 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $32.745 to $33.37 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F15 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $32.96 to $33.68 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F16 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $32.945 to $33.70 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F17 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $32.95 to $33.715 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F18 The number of shares reported in Column 9 as beneficially owned differs from the number of shares reported in the Reporting Person's Form 4 filed on September 17, 2021 due to a typographical error in the prior Form 4.