Katrina Lake - Nov 16, 2021 Form 4 Insider Report for Stitch Fix, Inc. (SFIX)

Role
Director
Signature
/s/ Scott Darling, Attorney-in-Fact for Katrina Lake
Stock symbol
SFIX
Transactions as of
Nov 16, 2021
Transactions value $
-$3,150,482
Form type
4
Date filed
11/18/2021, 03:58 PM
Previous filing
Oct 20, 2021
Next filing
Jan 10, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SFIX Class A Common Stock Conversion of derivative security $0 +3.47K +36.33% $0.00 13K Nov 16, 2021 John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 F1, F2, F3
transaction SFIX Class A Common Stock Conversion of derivative security $0 +20.8K $0.00 20.8K Nov 16, 2021 Katrina M. Lake Revocable Trust F1, F2, F4
transaction SFIX Class A Common Stock Conversion of derivative security $0 +9.05K $0.00 9.05K Nov 16, 2021 Katrina M. Lake 2017 Irrevocable Trust F1, F2, F5
transaction SFIX Class A Common Stock Sale -$112K -3.47K -26.65% $32.16* 9.56K Nov 16, 2021 John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 F6, F7
transaction SFIX Class A Common Stock Sale -$670K -20.8K -100% $32.17* 0 Nov 16, 2021 Katrina M. Lake Revocable Trust F6, F8
transaction SFIX Class A Common Stock Sale -$291K -9.05K -100% $32.18* 0 Nov 16, 2021 Katrina M. Lake 2017 Irrevocable Trust F6, F8
transaction SFIX Class A Common Stock Conversion of derivative security $0 +3.47K +36.33% $0.00 13K Nov 17, 2021 John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 F1, F2
transaction SFIX Class A Common Stock Conversion of derivative security $0 +20.8K $0.00 20.8K Nov 17, 2021 Katrina M. Lake Revocable Trust F1, F2
transaction SFIX Class A Common Stock Conversion of derivative security $0 +9.05K $0.00 9.05K Nov 17, 2021 Katrina M. Lake 2017 Irrevocable Trust F1, F2
transaction SFIX Class A Common Stock Sale -$111K -3.47K -26.65% $32.08* 9.56K Nov 17, 2021 John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 F6, F9
transaction SFIX Class A Common Stock Sale -$668K -20.8K -100% $32.08* 0 Nov 17, 2021 Katrina M. Lake Revocable Trust F6, F10
transaction SFIX Class A Common Stock Sale -$291K -9.05K -100% $32.09* 0 Nov 17, 2021 Katrina M. Lake 2017 Irrevocable Trust F6, F10
transaction SFIX Class A Common Stock Conversion of derivative security $0 +3.48K +36.41% $0.00 13K Nov 18, 2021 John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 F1, F2
transaction SFIX Class A Common Stock Conversion of derivative security $0 +20.8K $0.00 20.8K Nov 18, 2021 Katrina M. Lake Revocable Trust F1, F2
transaction SFIX Class A Common Stock Conversion of derivative security $0 +9.05K $0.00 9.05K Nov 18, 2021 Katrina M. Lake 2017 Irrevocable Trust F1, F2
transaction SFIX Class A Common Stock Sale -$105K -3.48K -26.69% $30.20* 9.56K Nov 18, 2021 John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 F6, F11
transaction SFIX Class A Common Stock Sale -$629K -20.8K -100% $30.19* 0 Nov 18, 2021 Katrina M. Lake Revocable Trust F6, F12
transaction SFIX Class A Common Stock Sale -$273K -9.05K -100% $30.15* 0 Nov 18, 2021 Katrina M. Lake 2017 Irrevocable Trust F6, F13

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SFIX Class B Common Stock Conversion of derivative security $0 -3.47K -1.72% $0.00 199K Nov 16, 2021 Class A Common Stock 3.47K John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 F1, F2
transaction SFIX Class B Common Stock Conversion of derivative security $0 -20.8K -0.22% $0.00 9.42M Nov 16, 2021 Class A Common Stock 20.8K Katrina M. Lake Revocable Trust F1, F2
transaction SFIX Class B Common Stock Conversion of derivative security $0 -9.05K -33.33% $0.00 18.1K Nov 16, 2021 Class A Common Stock 9.05K Katrina M. Lake 2017 Irrevocable Trust F1, F2
transaction SFIX Class B Common Stock Conversion of derivative security $0 -3.47K -1.75% $0.00 195K Nov 17, 2021 Class A Common Stock 3.47K John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 F1, F2
transaction SFIX Class B Common Stock Conversion of derivative security $0 -20.8K -0.22% $0.00 9.4M Nov 17, 2021 Class A Common Stock 20.8K Katrina M. Lake Revocable Trust F1, F2
transaction SFIX Class B Common Stock Conversion of derivative security $0 -9.05K -50% $0.00 9.05K Nov 17, 2021 Class A Common Stock 9.05K Katrina M. Lake 2017 Irrevocable Trust F1, F2
transaction SFIX Class B Common Stock Conversion of derivative security $0 -3.48K -1.78% $0.00 192K Nov 18, 2021 Class A Common Stock 3.48K John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 F1, F2
transaction SFIX Class B Common Stock Conversion of derivative security $0 -20.8K -0.22% $0.00 9.38M Nov 18, 2021 Class A Common Stock 20.8K Katrina M. Lake Revocable Trust F1, F2
transaction SFIX Class B Common Stock Conversion of derivative security $0 -9.05K -100% $0.00* 0 Nov 18, 2021 Class A Common Stock 9.05K Katrina M. Lake 2017 Irrevocable Trust F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
F2 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F3 The shares are held by John C. Clifford and Katrina M. Lake, Trustees of the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016.
F4 The shares are held by Katrina M. Lake, Trustee of The Katrina M. Lake Revocable Trust dated May 23, 2016.
F5 The shares are held by Katrina M, Lake, Trustee of The Katrina M. Lake 2017 Irrevocable Trust.
F6 Shares disposed of pursuant to a previously established Rule 10b5-1 plan.
F7 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $31.82 to $32.65 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $31.803 to $32.65 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F9 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $31.78 to $32.40 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F10 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $31.73 to $32.40 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F11 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $29.955 to $30.45 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F12 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $29.93 to $30.48 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F13 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $29.93 to $30.45 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.