Katrina Lake - Sep 15, 2021 Form 4 Insider Report for Stitch Fix, Inc. (SFIX)

Signature
/s/ Scott Darling, Attorney-in-Fact for Katrina Lake
Stock symbol
SFIX
Transactions as of
Sep 15, 2021
Transactions value $
-$3,693,136
Form type
4
Date filed
9/17/2021, 06:23 PM
Previous filing
Aug 18, 2021
Next filing
Oct 20, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SFIX Class A Common Stock Tax liability -$95.3K -2.67K -100% $35.69* 0 Sep 15, 2021 Direct F1, F2
transaction SFIX Class A Common Stock Conversion of derivative security $0 +3.47K +23.77% $0.00 18.1K Sep 15, 2021 John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 F2, F3, F4, F5
transaction SFIX Class A Common Stock Conversion of derivative security $0 +20.8K $0.00 20.8K Sep 15, 2021 Katrina M. Lake Revocable Trust F3, F4, F6
transaction SFIX Class A Common Stock Conversion of derivative security $0 +9.05K $0.00 9.05K Sep 15, 2021 Katrina M. Lake 2017 Irrevocable Trust F3, F4, F7
transaction SFIX Class A Common Stock Sale -$111K -3.26K -18.01% $34.23* 14.8K Sep 15, 2021 John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 F8, F9
transaction SFIX Class A Common Stock Sale -$7.67K -217 -1.46% $35.35* 14.6K Sep 15, 2021 John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 F8
transaction SFIX Class A Common Stock Sale -$651K -19K -91.36% $34.20* 1.8K Sep 15, 2021 Katrina M. Lake Revocable Trust F8, F10
transaction SFIX Class A Common Stock Sale -$63.4K -1.8K -100% $35.19* 0 Sep 15, 2021 Katrina M. Lake Revocable Trust F8, F11
transaction SFIX Class A Common Stock Sale -$291K -8.49K -93.76% $34.30* 565 Sep 15, 2021 Katrina M. Lake 2017 Irrevocable Trust F8, F12
transaction SFIX Class A Common Stock Sale -$20K -565 -100% $35.35* 0 Sep 15, 2021 Katrina M. Lake 2017 Irrevocable Trust F8
transaction SFIX Class A Common Stock Conversion of derivative security $0 +3.47K +23.77% $0.00 18.1K Sep 16, 2021 John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 F3, F4
transaction SFIX Class A Common Stock Conversion of derivative security $0 +20.8K $0.00 20.8K Sep 16, 2021 Katrina M. Lake Revocable Trust F3, F4
transaction SFIX Class A Common Stock Conversion of derivative security $0 +9.05K $0.00 9.05K Sep 16, 2021 Katrina M. Lake 2017 Irrevocable Trust F3, F4
transaction SFIX Class A Common Stock Sale -$109K -3.22K -17.78% $33.86* 14.9K Sep 16, 2021 John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 F8, F13
transaction SFIX Class A Common Stock Sale -$8.87K -257 -1.73% $34.53* 14.6K Sep 16, 2021 John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 F8, F14
transaction SFIX Class A Common Stock Sale -$659K -19.5K -93.38% $33.86* 1.38K Sep 16, 2021 Katrina M. Lake Revocable Trust F8, F15
transaction SFIX Class A Common Stock Sale -$47.7K -1.38K -100% $34.58* 0 Sep 16, 2021 Katrina M. Lake Revocable Trust F8, F16
transaction SFIX Class A Common Stock Sale -$290K -8.56K -94.55% $33.86* 493 Sep 16, 2021 Katrina M. Lake 2017 Irrevocable Trust F8, F17
transaction SFIX Class A Common Stock Sale -$17.1K -493 -100% $34.60* 0 Sep 16, 2021 Katrina M. Lake 2017 Irrevocable Trust F8, F18
transaction SFIX Class A Common Stock Conversion of derivative security $0 +3.47K +23.77% $0.00 18.1K Sep 17, 2021 John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 F3, F4
transaction SFIX Class A Common Stock Conversion of derivative security $0 +20.8K $0.00 20.8K Sep 17, 2021 Katrina M. Lake Revocable Trust F3, F4
transaction SFIX Class A Common Stock Conversion of derivative security $0 +9.05K $0.00 9.05K Sep 17, 2021 Katrina M. Lake 2017 Irrevocable Trust F3, F4
transaction SFIX Class A Common Stock Sale -$230K -6.73K -37.21% $34.25* 11.4K Sep 17, 2021 John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 F8, F19
transaction SFIX Class A Common Stock Sale -$62.9K -1.79K -15.8% $35.05* 9.56K Sep 17, 2021 John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 F8
transaction SFIX Class A Common Stock Sale -$564K -16.4K -78.95% $34.27* 4.39K Sep 17, 2021 Katrina M. Lake Revocable Trust F8, F20
transaction SFIX Class A Common Stock Sale -$154K -4.39K -100% $35.05* 0 Sep 17, 2021 Katrina M. Lake Revocable Trust F8
transaction SFIX Class A Common Stock Sale -$245K -7.15K -78.95% $34.25* 1.91K Sep 17, 2021 Katrina M. Lake 2017 Irrevocable Trust F8, F21
transaction SFIX Class A Common Stock Sale -$66.8K -1.91K -100% $35.05* 0 Sep 17, 2021 Katrina M. Lake 2017 Irrevocable Trust F8

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SFIX Class B Common Stock Conversion of derivative security $0 -3.47K -1.56% $0.00 219K Sep 15, 2021 Class A Common Stock 3.47K John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 F3, F4
transaction SFIX Class B Common Stock Conversion of derivative security $0 -20.8K -0.22% $0.00 9.55M Sep 15, 2021 Class A Common Stock 20.8K Katrina M. Lake Revocable Trust F3, F4
transaction SFIX Class B Common Stock Conversion of derivative security $0 -9.05K -11.11% $0.00 72.4K Sep 15, 2021 Class A Common Stock 9.05K Katrina M. Lake 2017 Irrevocable Trust F3, F4
transaction SFIX Class B Common Stock Conversion of derivative security $0 -3.47K -1.58% $0.00 216K Sep 16, 2021 Class A Common Stock 3.47K John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 F3, F4
transaction SFIX Class B Common Stock Conversion of derivative security $0 -20.8K -0.22% $0.00 9.52M Sep 16, 2021 Class A Common Stock 20.8K Katrina M. Lake Revocable Trust F3, F4
transaction SFIX Class B Common Stock Conversion of derivative security $0 -9.05K -12.5% $0.00 63.4K Sep 16, 2021 Class A Common Stock 9.05K Katrina M. Lake 2017 Irrevocable Trust F3, F4
transaction SFIX Class B Common Stock Conversion of derivative security $0 -3.47K -1.61% $0.00 212K Sep 17, 2021 Class A Common Stock 3.47K John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 F3, F4
transaction SFIX Class B Common Stock Conversion of derivative security $0 -20.8K -0.23% $0.00 9.05M Sep 17, 2021 Class A Common Stock 20.8K Katrina M. Lake Revocable Trust F3, F4
transaction SFIX Class B Common Stock Conversion of derivative security $0 -9.05K -14.29% $0.00 54.3K Sep 17, 2021 Class A Common Stock 9.05K Katrina M. Lake 2017 Irrevocable Trust F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares that have been withheld by the Company to satisfy tax withholding obligation in connection with the vesting of restricted stock units.
F2 Number of shares reflects transfer of 5,049 shares from direct holdings to the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016.
F3 Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
F4 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F5 The shares are held by John C. Clifford and Katrina M. Lake, Trustees of the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016.
F6 The shares are held by Katrina M. Lake, Trustee of The Katrina M. Lake Revocable Trust dated May 23, 2016.
F7 The shares are held by Katrina M, Lake, Trustee of The Katrina M. Lake 2017 Irrevocable Trust.
F8 Shares disposed of pursuant to a previously established Rule 10b5-1 plan.
F9 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $33.84 to $34.78 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F10 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $33.77 to $34.76 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F11 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $34.78 to $35.35 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F12 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $33.84 to $34.76 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F13 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $33.42 to $34.40 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F14 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $34.43 to $34.71 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F15 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $33.45 to $34.43 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F16 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $34.46 to $34.71 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F17 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $33.46 to $34.43 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F18 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $34.45 to $34.71 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F19 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $33.79 to $34.46 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F20 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $33.77 to $34.52 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F21 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $33.86 to $34.47 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.