Katrina Lake - 15 Sep 2021 Form 4 Insider Report for Stitch Fix, Inc. (SFIX)

Signature
/s/ Scott Darling, Attorney-in-Fact for Katrina Lake
Issuer symbol
SFIX
Transactions as of
15 Sep 2021
Net transactions value
-$3,693,136
Form type
4
Filing time
17 Sep 2021, 18:23:32 UTC
Previous filing
18 Aug 2021
Next filing
20 Oct 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SFIX Class A Common Stock Tax liability $95,292 -2,670 -100% $35.69* 0 15 Sep 2021 Direct F1, F2
transaction SFIX Class A Common Stock Conversion of derivative security $0 +3,472 +24% $0.000000 18,078 15 Sep 2021 John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 F2, F3, F4, F5
transaction SFIX Class A Common Stock Conversion of derivative security $0 +20,833 $0.000000 20,833 15 Sep 2021 Katrina M. Lake Revocable Trust F3, F4, F6
transaction SFIX Class A Common Stock Conversion of derivative security $0 +9,053 $0.000000 9,053 15 Sep 2021 Katrina M. Lake 2017 Irrevocable Trust F3, F4, F7
transaction SFIX Class A Common Stock Sale $111,419 -3,255 -18% $34.23* 14,823 15 Sep 2021 John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 F8, F9
transaction SFIX Class A Common Stock Sale $7,671 -217 -1.5% $35.35* 14,606 15 Sep 2021 John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 F8
transaction SFIX Class A Common Stock Sale $650,894 -19,032 -91% $34.20* 1,801 15 Sep 2021 Katrina M. Lake Revocable Trust F8, F10
transaction SFIX Class A Common Stock Sale $63,377 -1,801 -100% $35.19* 0 15 Sep 2021 Katrina M. Lake Revocable Trust F8, F11
transaction SFIX Class A Common Stock Sale $291,138 -8,488 -94% $34.30* 565 15 Sep 2021 Katrina M. Lake 2017 Irrevocable Trust F8, F12
transaction SFIX Class A Common Stock Sale $19,973 -565 -100% $35.35* 0 15 Sep 2021 Katrina M. Lake 2017 Irrevocable Trust F8
transaction SFIX Class A Common Stock Conversion of derivative security $0 +3,472 +24% $0.000000 18,078 16 Sep 2021 John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 F3, F4
transaction SFIX Class A Common Stock Conversion of derivative security $0 +20,833 $0.000000 20,833 16 Sep 2021 Katrina M. Lake Revocable Trust F3, F4
transaction SFIX Class A Common Stock Conversion of derivative security $0 +9,054 $0.000000 9,054 16 Sep 2021 Katrina M. Lake 2017 Irrevocable Trust F3, F4
transaction SFIX Class A Common Stock Sale $108,860 -3,215 -18% $33.86* 14,863 16 Sep 2021 John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 F8, F13
transaction SFIX Class A Common Stock Sale $8,874 -257 -1.7% $34.53* 14,606 16 Sep 2021 John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 F8, F14
transaction SFIX Class A Common Stock Sale $658,712 -19,454 -93% $33.86* 1,379 16 Sep 2021 Katrina M. Lake Revocable Trust F8, F15
transaction SFIX Class A Common Stock Sale $47,686 -1,379 -100% $34.58* 0 16 Sep 2021 Katrina M. Lake Revocable Trust F8, F16
transaction SFIX Class A Common Stock Sale $289,875 -8,561 -95% $33.86* 493 16 Sep 2021 Katrina M. Lake 2017 Irrevocable Trust F8, F17
transaction SFIX Class A Common Stock Sale $17,058 -493 -100% $34.60* 0 16 Sep 2021 Katrina M. Lake 2017 Irrevocable Trust F8, F18
transaction SFIX Class A Common Stock Conversion of derivative security $0 +3,472 +24% $0.000000 18,078 17 Sep 2021 John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 F3, F4
transaction SFIX Class A Common Stock Conversion of derivative security $0 +20,834 $0.000000 20,834 17 Sep 2021 Katrina M. Lake Revocable Trust F3, F4
transaction SFIX Class A Common Stock Conversion of derivative security $0 +9,054 $0.000000 9,054 17 Sep 2021 Katrina M. Lake 2017 Irrevocable Trust F3, F4
transaction SFIX Class A Common Stock Sale $230,400 -6,727 -37% $34.25* 11,351 17 Sep 2021 John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 F8, F19
transaction SFIX Class A Common Stock Sale $62,880 -1,794 -16% $35.05* 9,557 17 Sep 2021 John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 F8
transaction SFIX Class A Common Stock Sale $563,707 -16,449 -79% $34.27* 4,385 17 Sep 2021 Katrina M. Lake Revocable Trust F8, F20
transaction SFIX Class A Common Stock Sale $153,694 -4,385 -100% $35.05* 0 17 Sep 2021 Katrina M. Lake Revocable Trust F8
transaction SFIX Class A Common Stock Sale $244,819 -7,148 -79% $34.25* 1,906 17 Sep 2021 Katrina M. Lake 2017 Irrevocable Trust F8, F21
transaction SFIX Class A Common Stock Sale $66,805 -1,906 -100% $35.05* 0 17 Sep 2021 Katrina M. Lake 2017 Irrevocable Trust F8

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SFIX Class B Common Stock Conversion of derivative security $0 -3,472 -1.6% $0.000000 219,432 15 Sep 2021 Class A Common Stock 3,472 John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 F3, F4
transaction SFIX Class B Common Stock Conversion of derivative security $0 -20,833 -0.22% $0.000000 9,545,564 15 Sep 2021 Class A Common Stock 20,833 Katrina M. Lake Revocable Trust F3, F4
transaction SFIX Class B Common Stock Conversion of derivative security $0 -9,053 -11% $0.000000 72,430 15 Sep 2021 Class A Common Stock 9,053 Katrina M. Lake 2017 Irrevocable Trust F3, F4
transaction SFIX Class B Common Stock Conversion of derivative security $0 -3,472 -1.6% $0.000000 215,960 16 Sep 2021 Class A Common Stock 3,472 John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 F3, F4
transaction SFIX Class B Common Stock Conversion of derivative security $0 -20,833 -0.22% $0.000000 9,524,731 16 Sep 2021 Class A Common Stock 20,833 Katrina M. Lake Revocable Trust F3, F4
transaction SFIX Class B Common Stock Conversion of derivative security $0 -9,054 -13% $0.000000 63,376 16 Sep 2021 Class A Common Stock 9,054 Katrina M. Lake 2017 Irrevocable Trust F3, F4
transaction SFIX Class B Common Stock Conversion of derivative security $0 -3,472 -1.6% $0.000000 212,488 17 Sep 2021 Class A Common Stock 3,472 John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 F3, F4
transaction SFIX Class B Common Stock Conversion of derivative security $0 -20,834 -0.23% $0.000000 9,053,897 17 Sep 2021 Class A Common Stock 20,834 Katrina M. Lake Revocable Trust F3, F4
transaction SFIX Class B Common Stock Conversion of derivative security $0 -9,054 -14% $0.000000 54,322 17 Sep 2021 Class A Common Stock 9,054 Katrina M. Lake 2017 Irrevocable Trust F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares that have been withheld by the Company to satisfy tax withholding obligation in connection with the vesting of restricted stock units.
F2 Number of shares reflects transfer of 5,049 shares from direct holdings to the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016.
F3 Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
F4 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F5 The shares are held by John C. Clifford and Katrina M. Lake, Trustees of the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016.
F6 The shares are held by Katrina M. Lake, Trustee of The Katrina M. Lake Revocable Trust dated May 23, 2016.
F7 The shares are held by Katrina M, Lake, Trustee of The Katrina M. Lake 2017 Irrevocable Trust.
F8 Shares disposed of pursuant to a previously established Rule 10b5-1 plan.
F9 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $33.84 to $34.78 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F10 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $33.77 to $34.76 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F11 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $34.78 to $35.35 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F12 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $33.84 to $34.76 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F13 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $33.42 to $34.40 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F14 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $34.43 to $34.71 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F15 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $33.45 to $34.43 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F16 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $34.46 to $34.71 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F17 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $33.46 to $34.43 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F18 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $34.45 to $34.71 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F19 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $33.79 to $34.46 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F20 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $33.77 to $34.52 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F21 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $33.86 to $34.47 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.