Gregory N. Roberts - Sep 21, 2021 Form 4 Insider Report for A-Mark Precious Metals, Inc. (AMRK)

Role: Chief Executive Officer, Director, 10%+ Owner
Signature: /s/ Carol Meltzer, by power of attorney
Stock symbol: AMRK
Transactions as of: Sep 21, 2021
Transactions value $: -$301,005
Form type: 4
Date filed: 9/22/2021, 10:28 AM
Previous filing: Sep 21, 2021
Next filing: Nov 15, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AMRK	Common Stock, par value $0.01 per share	Options Exercise	$32.6K	+6K	+58.25%	$5.43^*	16.3K	Sep 21, 2021	Direct
transaction	AMRK	Common Stock, par value $0.01 per share	Sale	-$334K	-6K	-36.81%	$55.60	10.3K	Sep 21, 2021	Direct	F1
holding	AMRK	Common Stock, par value $0.01 per share						779K	Sep 21, 2021	See footnote 2	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AMRK	Stock Option (Right to Buy)	Options Exercise	$0	-6K	-63.32%	$0.00	3.48K	Sep 21, 2021	Common Stock, par value $0.01 per share	6K	$5.43	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $55.30 to not more than $55.75. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form
F2	Shares beneficially owned by Silver Bow Ventures, LLC, which is 50% owned by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares in excess of his proportionate pecuniary interest in Silver Bow Ventures, LLC.

Content

The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $55.30 to not more than $55.75. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form

Shares beneficially owned by Silver Bow Ventures, LLC, which is 50% owned by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares in excess of his proportionate pecuniary interest in Silver Bow Ventures, LLC.