Gregory N. Roberts - Nov 11, 2021 Form 4 Insider Report for A-Mark Precious Metals, Inc. (AMRK)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Carol Meltzer, by power of attorney
Stock symbol
AMRK
Transactions as of
Nov 11, 2021
Transactions value $
-$1,200,468
Form type
4
Date filed
11/15/2021, 08:34 PM
Previous filing
Sep 22, 2021
Next filing
Mar 17, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMRK Common Stock, par value $0.01 per share Options Exercise $18.9K +3.48K +33.75% $5.43* 13.8K Nov 11, 2021 Direct
transaction AMRK Common Stock, par value $0.01 per share Sale -$245K -3.48K -25.23% $70.41 10.3K Nov 11, 2021 Direct F1
transaction AMRK Common Stock, par value $0.01 per share Options Exercise $234K +15.8K +153.46% $14.80 26.1K Nov 11, 2021 Direct
transaction AMRK Common Stock, par value $0.01 per share Sale -$1.14M -15.8K -60.55% $72.06 10.3K Nov 11, 2021 Direct F2
transaction AMRK Common Stock, par value $0.01 per share Options Exercise $17.7K +1.19K +11.59% $14.80 11.5K Nov 11, 2021 Direct
transaction AMRK Common Stock, par value $0.01 per share Sale -$87.2K -1.19K -10.39% $73.05 10.3K Nov 11, 2021 Direct F3
holding AMRK Common Stock, par value $0.01 per share 779K Nov 11, 2021 see footnote F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMRK Stock Option (Right to Buy) Options Exercise $0 -3.48K -100% $0.00* 0 Nov 11, 2021 Common Stock, par value $0.01 per share 3.48K $5.43 Direct
transaction AMRK Stock Option (Right to Buy) Options Exercise $0 -17K -17% $0.00 83K Nov 11, 2021 Common Stock, par value $0.01 per share 17K $14.80 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $70.255 to not more than $70.855 The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
F2 The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $71.75 to not more than $72.71. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
F3 The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $72.865 to not more than $73.14. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
F4 Shares beneficially owned by Silver Bow Ventures, LLC, which is 50% owned by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares in excess of his proportionate pecuniary interest in Silver Bow Ventures, LLC.
F5 The option granted covered 100,000 shares, and vested 33.3% per year on June 30, 2017, 2018 and 2019.