Gregory N. Roberts - 11 Nov 2021 Form 4 Insider Report for A-Mark Precious Metals, Inc. (AMRK)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Carol Meltzer, by power of attorney
Issuer symbol
AMRK
Transactions as of
11 Nov 2021
Net transactions value
-$1,200,468
Form type
4
Filing time
15 Nov 2021, 20:34:22 UTC
Previous filing
22 Sep 2021
Next filing
17 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMRK Common Stock, par value $0.01 per share Options Exercise $18,875 +3,476 +34% $5.43* 13,776 11 Nov 2021 Direct
transaction AMRK Common Stock, par value $0.01 per share Sale $244,756 -3,476 -25% $70.41 10,300 11 Nov 2021 Direct F1
transaction AMRK Common Stock, par value $0.01 per share Options Exercise $233,929 +15,806 +153% $14.80 26,106 11 Nov 2021 Direct
transaction AMRK Common Stock, par value $0.01 per share Sale $1,138,963 -15,806 -61% $72.06 10,300 11 Nov 2021 Direct F2
transaction AMRK Common Stock, par value $0.01 per share Options Exercise $17,671 +1,194 +12% $14.80 11,494 11 Nov 2021 Direct
transaction AMRK Common Stock, par value $0.01 per share Sale $87,224 -1,194 -10% $73.05 10,300 11 Nov 2021 Direct F3
holding AMRK Common Stock, par value $0.01 per share 778,938 11 Nov 2021 see footnote F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMRK Stock Option (Right to Buy) Options Exercise $0 -3,476 -100% $0.000000* 0 11 Nov 2021 Common Stock, par value $0.01 per share 3,476 $5.43 Direct
transaction AMRK Stock Option (Right to Buy) Options Exercise $0 -17,000 -17% $0.000000 83,000 11 Nov 2021 Common Stock, par value $0.01 per share 17,000 $14.80 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $70.255 to not more than $70.855 The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
F2 The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $71.75 to not more than $72.71. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
F3 The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $72.865 to not more than $73.14. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
F4 Shares beneficially owned by Silver Bow Ventures, LLC, which is 50% owned by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares in excess of his proportionate pecuniary interest in Silver Bow Ventures, LLC.
F5 The option granted covered 100,000 shares, and vested 33.3% per year on June 30, 2017, 2018 and 2019.