Gregory N. Roberts - Sep 17, 2021 Form 4 Insider Report for A-Mark Precious Metals, Inc. (AMRK)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Carol Meltzer, by power of attorney
Stock symbol
AMRK
Transactions as of
Sep 17, 2021
Transactions value $
-$407,358
Form type
4
Date filed
9/21/2021, 02:37 PM
Previous filing
Jun 4, 2021
Next filing
Sep 22, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMRK Common Stock, par value $0.01 per share Options Exercise $10.9K +2K +19.42% $5.43* 12.3K Sep 17, 2021 Direct
transaction AMRK Common Stock, par value $0.01 per share Sale -$115K -2K -16.26% $57.41 10.3K Sep 17, 2021 Direct F1
transaction AMRK Common Stock, par value $0.01 per share Options Exercise $32.6K +6K +58.25% $5.43* 16.3K Sep 20, 2021 Direct
transaction AMRK Common Stock, par value $0.01 per share Sale -$336K -6K -36.81% $56.00 10.3K Sep 20, 2021 Direct F2
holding AMRK Common Stock, par value $0.01 per share 779K Sep 17, 2021 See footnote 3 F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMRK Stock Option (Right to Buy) Options Exercise $0 +2K +14.84% $0.00 15.5K Sep 17, 2021 Common Stock, par value $0.01 per share 2K $5.43 Direct
transaction AMRK Stock Option (Right to Buy) Options Exercise $0 +6K +172.61% $0.00 9.48K Sep 20, 2021 Common Stock, par value $0.01 per share 6K $5.43 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $57.25 to not more than $57.54. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form
F2 The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $55.85 to not more than $56.24. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form
F3 Shares beneficially owned by Silver Bow Ventures, LLC, which is 50% owned by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares in excess of his proportionate pecuniary interest in Silver Bow Ventures, LLC.