Ludwig David Van - 25 Aug 2021 Form 4 Insider Report for Heritage Global Inc. (HGBL)

Role
President of subsidiary, Director
Signature
/s/ David Van Ludwig by James E. Sklar POA
Issuer symbol
HGBL
Transactions as of
25 Aug 2021
Net transactions value
+$90,000
Form type
4
Filing time
17 Sep 2021, 11:34:05 UTC
Previous filing
02 Jun 2021
Next filing
25 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HGBL Common Stock Options Exercise $90,000 +200,000 +24% $0.4500* 1,017,605 25 Aug 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HGBL Option to purchase common stock Options Exercise $0 -200,000 -100% $0.000000* 0 25 Aug 2021 Common Stock 200,000 $0.4500 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options were granted 12/9/2016 and vested 25% annually beginning on the first anniversary of the grant date.