David Van Ludwig - Aug 25, 2021 Form 4 Insider Report for Heritage Global Inc. (HGBL)

Role
President of subsidiary, Director
Signature
/s/ David Van Ludwig by James E. Sklar POA
Stock symbol
HGBL
Transactions as of
Aug 25, 2021
Transactions value $
$90,000
Form type
4
Date filed
9/17/2021, 11:34 AM
Previous filing
Jun 2, 2021
Next filing
Mar 25, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HGBL Common Stock Options Exercise $90K +200K +24.46% $0.45* 1.02M Aug 25, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HGBL Option to purchase common stock Options Exercise $0 -200K -100% $0.00* 0 Aug 25, 2021 Common Stock 200K $0.45 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options were granted 12/9/2016 and vested 25% annually beginning on the first anniversary of the grant date.