Ludwig David Van - 01 Jun 2021 Form 4 Insider Report for Heritage Global Inc. (HGBL)

Role
President of subsidiary, Director
Signature
/s/ David Van Ludwig by James E. Sklar POA
Issuer symbol
HGBL
Transactions as of
01 Jun 2021
Net transactions value
$0
Form type
4
Filing time
02 Jun 2021, 12:22:44 UTC
Next filing
17 Sep 2021
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HGBL Option to purchase common stock Award $0 +40,000 $0.000000 40,000 01 Jun 2021 Common Stock 40,000 $2.81 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options vest 25% annually beginning on the first anniversary of the grant date.