Allan C. Silber - Sep 1, 2021 Form 4 Insider Report for Heritage Global Inc. (HGBL)

Role
10%+ Owner
Signature
/s/ Allan C. Silber
Stock symbol
HGBL
Transactions as of
Sep 1, 2021
Transactions value $
-$115,085
Form type
4
Date filed
9/3/2021, 05:22 PM
Previous filing
Aug 31, 2021
Next filing
Mar 17, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HGBL Common Stock Sale -$59.6K -28.2K -0.87% $2.11 3.22M Sep 1, 2021 Anglian Holdings, LLC F1, F2
transaction HGBL Common Stock Sale -$55.5K -25.2K -0.78% $2.20 3.2M Sep 2, 2021 Anglian Holdings, LLC F2
holding HGBL Common Stock 375K Sep 1, 2021 Direct
holding HGBL Common Stock 48K Sep 1, 2021 By spouse F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.10 to $2.14, inclusive. The reporting person undertakes to provide to Heritage Global Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2 Anglian Holdings, LLC is a limited liability company solely owned by the reporting person.
F3 The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.