James E. Francese - 18 Aug 2021 Form 4 Insider Report for STAAR SURGICAL CO (STAA)

Source evidence 5 source fields
Form type
4
Accepted by SEC
18 Aug 2021, 18:19:24 UTC
Previous filing
25 May 2021
Next filing
08 Mar 2022
SEC filing
View on sec.gov
Reporting owner 1 detail
Reporting owner signature
/s/ Samuel Gesten as attorney-in-fact for James Francese

Key filing fact

James E. Francese filed Form 4 for STAAR SURGICAL CO (STAA) on 18 Aug 2021.

Key facts

  • This page summarizes James E. Francese's Form 4 filing for STAAR SURGICAL CO (STAA).
  • 7 reported transactions and 3 derivative rows are listed below.
  • Accepted by SEC: 18 Aug 2021, 18:19.

Change

  • Previous filing in this sequence was filed on 25 May 2021.
  • Current net transaction value: -$1,918,064.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

See Original Filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

STAA transaction

Common Stock

Options Exercise

Transaction value
$37,600
Shares
+5,000
Change %
+9.5%
Price
$7.52*
Shares after
57,630
Date
18 Aug 2021
Ownership
Direct
STAA transaction

Common Stock

Options Exercise

Transaction value
$59,174
Shares
+3,664
Change %
+6.4%
Price
$16.15
Shares after
61,294
Date
18 Aug 2021
Ownership
Direct
STAA transaction

Common Stock

Options Exercise

Transaction value
$188,813
Shares
+6,336
Change %
+10%
Price
$29.80
Shares after
67,630
Date
18 Aug 2021
Ownership
Direct
STAA transaction

Common Stock

Sale

Transaction value
$2,203,650
Shares
-15,000
Change %
-22%
Price
$146.91
Shares after
52,630
Date
18 Aug 2021
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

STAA transaction Derivative

Common Stock Options

Options Exercise

Transaction value
$0
Shares
-5,000
Change %
-28%
Price
$0.000000
Shares after
13,075
Date
18 Aug 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
5,000
Exercise price
$7.52
STAA transaction Derivative

Common Stock Options

Options Exercise

Transaction value
$0
Shares
-3,664
Change %
-35%
Price
$0.000000
Shares after
6,836
Date
18 Aug 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
3,664
Exercise price
$16.15
STAA transaction Derivative

Common Stock Options

Options Exercise

Transaction value
$0
Shares
-6,336
Change %
-47%
Price
$0.000000
Shares after
7,148
Date
18 Aug 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
6,336
Exercise price
$29.80
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $145.31 to $148.37, inclusive.

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