James Francese - May 21, 2021 Form 4 Insider Report for STAAR SURGICAL CO (STAA)

Role
Sr. VP, Comm. Ops., NA, APAC
Signature
/s/ Samuel Gesten as attorney-in-fact for James Francese
Stock symbol
STAA
Transactions as of
May 21, 2021
Transactions value $
-$3,450,540
Form type
4
Date filed
5/25/2021, 04:11 PM
Previous filing
May 12, 2021
Next filing
Aug 18, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STAA Common Stock Options Exercise $142K +15.3K +29% $9.30* 67.9K May 21, 2021 Direct
transaction STAA Common Stock Sale -$1.94M -15.3K -22.48% $126.83 52.6K May 21, 2021 Direct F1
transaction STAA Common Stock Options Exercise $234K +14.5K +27.55% $16.15 67.1K May 24, 2021 Direct
transaction STAA Common Stock Sale -$1.89M -14.5K -21.6% $130.42 52.6K May 24, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STAA Common Stock Options Options Exercise $0 -15.3K -50.87% $0.00 14.7K May 21, 2021 Common Stock 15.3K $9.30 Direct
transaction STAA Common Stock Options Options Exercise $0 -14.5K -58% $0.00 10.5K May 24, 2021 Common Stock 14.5K $16.15 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.51 to $127.44, inclusive.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.58 to $131.22, inclusive.