James E. Francese - 07 Mar 2022 Form 4 Insider Report for STAAR SURGICAL CO (STAA)

Signature
/s/ Samuel Gesten as attorney-in-fact for James Francese
Issuer symbol
STAA
Transactions as of
07 Mar 2022
Net transactions value
$0
Form type
4
Filing time
08 Mar 2022, 17:44:18 UTC
Previous filing
18 Aug 2021
Next filing
16 Mar 2022

Quoteable Key Fact

"James E. Francese filed Form 4 for STAAR SURGICAL CO (STAA) on 08 Mar 2022."

Quick Takeaways

  • This page summarizes James E. Francese's Form 4 filing for STAAR SURGICAL CO (STAA).
  • 2 reported transactions and 1 derivative row are listed below.
  • Filing timestamp: 08 Mar 2022, 17:44.

What Changed

  • Previous filing in this sequence was filed on 18 Aug 2021.
  • Current net transaction value: $0.

Why This Matters

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Source Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

See Original Filing

Transactions Table

STAA transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+5,839
Change %
+11%
Price
$0.000000
Shares after
58,469
Date
07 Mar 2022
Ownership
Direct
Footnotes
F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

STAA transaction Derivative

Common Stock Options

Options Exercise

Transaction value
$0
Shares
+12,146
Change %
Price
$0.000000
Shares after
12,146
Date
07 Mar 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
12,146
Exercise price
$74.80
Footnotes
F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Award of 5839 Restricted Stock Units of Common Stock (RSU), subject to forfeiture rights, which lapse as to 1/3 of the RSUs on 3/7/23, 1/3 of the RSUs on 3/7/24, and the remaining 1/3 of the RSUs on 3/7/25.
F2 The options granted become exercisable as follows: 1/3 on 3/7/2023 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/7/2025.
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