James Francese - May 10, 2021 Form 4 Insider Report for STAAR SURGICAL CO (STAA)

Role
Sr. VP, Comm. Ops., NA, APAC
Signature
/s/ Samuel Gesten as attorney-in-fact for James Francese
Stock symbol
STAA
Transactions as of
May 10, 2021
Transactions value $
-$1,369,477
Form type
4
Date filed
5/12/2021, 05:01 PM
Next filing
May 25, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STAA Common Stock Options Exercise $15.9K +2.16K +4.1% $7.35* 54.8K May 10, 2021 Direct
transaction STAA Common Stock Options Exercise $70.9K +9.43K +17.2% $7.52* 64.2K May 10, 2021 Direct
transaction STAA Common Stock Sale -$1.46M -11.6K -18.04% $125.72 52.6K May 10, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STAA Common Stock Options Options Exercise $0 -2.16K -100% $0.00* 0 May 10, 2021 Common Stock 2.16K $7.35 Direct
transaction STAA Common Stock Options Options Exercise $0 -9.43K -34.27% $0.00 18.1K May 10, 2021 Common Stock 9.43K $7.52 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.25 to $130.64, inclusive.