James E. Francese - 10 May 2021 Form 4 Insider Report for STAAR SURGICAL CO (STAA)

Reporting relationship: Sr. VP, Comm. Ops., NA, APAC
Issuer ticker: STAA
Reported as of: 10 May 2021
Net transaction value: -$1,369,477
SEC form: 4
Accepted by SEC: 12 May 2021, 17:01:58 UTC
Next SEC filing: 25 May 2021
Source filing: View source filing
Reporting owner signature: /s/ Samuel Gesten as attorney-in-fact for James Francese

Key filing fact

James E. Francese filed Form 4 for STAAR SURGICAL CO (STAA) on 12 May 2021.

Key facts

This page summarizes James E. Francese's Form 4 filing for STAAR SURGICAL CO (STAA).
5 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 12 May 2021, 17:01.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: -$1,369,477.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

STAA transaction

Common Stock

Options Exercise

Transaction value: $15,861
Shares: +2,158
Change %: +4.1%
Price: $7.35^*
Shares after: 54,788
Date: 10 May 2021
Ownership: Direct

STAA transaction

Common Stock

Options Exercise

Transaction value: $70,876
Shares: +9,425
Change %: +17%
Price: $7.52^*
Shares after: 64,213
Date: 10 May 2021
Ownership: Direct

STAA transaction

Common Stock

Sale

Transaction value: $1,456,215
Shares: -11,583
Change %: -18%
Price: $125.72
Shares after: 52,630
Date: 10 May 2021
Ownership: Direct
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

STAA transaction Derivative

Common Stock Options

Options Exercise

Transaction value: $0
Shares: -2,158
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 10 May 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 2,158
Exercise price: $7.35

STAA transaction Derivative

Common Stock Options

Options Exercise

Transaction value: $0
Shares: -9,425
Change %: -34%
Price: $0.000000
Shares after: 18,075
Date: 10 May 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 9,425
Exercise price: $7.52

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.25 to $130.64, inclusive.