STEPHEN C. FARRELL - 19 May 2021 Form 4 Insider Report for STAAR SURGICAL CO (STAA)

Role
Director
Signature
/s/ Samuel Gesten as attorney-in-fact for Stephen Farrell
Issuer symbol
STAA
Transactions as of
19 May 2021
Net transactions value
-$572,300
Form type
4
Filing time
21 May 2021, 16:06:58 UTC
Previous filing
18 May 2021
Next filing
28 May 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STAA Common Stock Options Exercise $27,700 +5,000 +86% $5.54* 10,808 19 May 2021 Direct
transaction STAA Common Stock Disposed to Issuer $600,000 -5,000 -46% $120.00 5,808 19 May 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STAA Common Stock Options Options Exercise $0 -5,000 -25% $0.000000 15,000 19 May 2021 Common Stock 5,000 $5.54 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

This Form 4 reflects sales by Mr. Farrell of Common Stock of the Company pursuant to instructions contained in a pre-established Rule 10b5-1 plan.