Stephen Farrell - May 19, 2021 Form 4 Insider Report for STAAR SURGICAL CO (STAA)

Role
Director
Signature
/s/ Samuel Gesten as attorney-in-fact for Stephen Farrell
Stock symbol
STAA
Transactions as of
May 19, 2021
Transactions value $
-$572,300
Form type
4
Date filed
5/21/2021, 04:06 PM
Previous filing
May 18, 2021
Next filing
May 28, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STAA Common Stock Options Exercise $27.7K +5K +86.09% $5.54* 10.8K May 19, 2021 Direct
transaction STAA Common Stock Disposed to Issuer -$600K -5K -46.26% $120.00 5.81K May 19, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STAA Common Stock Options Options Exercise $0 -5K -25% $0.00 15K May 19, 2021 Common Stock 5K $5.54 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

This Form 4 reflects sales by Mr. Farrell of Common Stock of the Company pursuant to instructions contained in a pre-established Rule 10b5-1 plan.