STEPHEN C. FARRELL - 26 May 2021 Form 4 Insider Report for STAAR SURGICAL CO (STAA)

Role
Director
Signature
/s/ Samuel Gesten as attorney-in-fact for Stephen Farrell
Issuer symbol
STAA
Transactions as of
26 May 2021
Net transactions value
-$1,361,600
Form type
4
Filing time
28 May 2021, 16:31:11 UTC
Previous filing
21 May 2021
Next filing
15 Jun 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STAA Common Stock Options Exercise $35,700 +5,000 +86% $7.14* 10,808 26 May 2021 Direct
transaction STAA Common Stock Disposed to Issuer $675,000 -5,000 -46% $135.00 5,808 26 May 2021 Direct
transaction STAA Common Stock Options Exercise $27,700 +5,000 +86% $5.54* 10,808 28 May 2021 Direct
transaction STAA Common Stock Disposed to Issuer $750,000 -5,000 -46% $150.00 5,808 28 May 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STAA Common Stock Options Options Exercise $0 -5,000 -100% $0.000000* 0 26 May 2021 Common Stock 5,000 $7.14 Direct
transaction STAA Common Stock Options Options Exercise $0 -5,000 -33% $0.000000 10,000 28 May 2021 Common Stock 5,000 $5.54 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

This Form 4 reflects sales by Mr. Farrell of Common Stock of the Company pursuant to instructions contained in a pre-established Rule 10b5-1 plan.