STEPHEN C. FARRELL - 17 May 2021 Form 4 Insider Report for STAAR SURGICAL CO (STAA)

Role
Director
Signature
/s/ Samuel Gesten as attorney-in-fact for Stephen Farrell
Issuer symbol
STAA
Transactions as of
17 May 2021
Net transactions value
-$568,657
Form type
4
Filing time
18 May 2021, 16:47:49 UTC
Next filing
21 May 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STAA Common Stock Options Exercise $38,042 +5,328 +92% $7.14* 11,136 17 May 2021 Direct
transaction STAA Common Stock Disposed to Issuer $606,699 -5,328 -48% $113.87 5,808 17 May 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STAA Common Stock Options Options Exercise $0 -5,328 -52% $0.000000 5,000 17 May 2021 Common Stock 5,328 $7.14 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.86 to $117.81, inclusive.

Remarks:

This Form 4 reflects sales by Mr. Farrell of Common Stock of the Company pursuant to instructions contained in a pre-established Rule 10b5-1 plan.