Stephen Farrell - May 17, 2021 Form 4 Insider Report for STAAR SURGICAL CO (STAA)

Role
Director
Signature
/s/ Samuel Gesten as attorney-in-fact for Stephen Farrell
Stock symbol
STAA
Transactions as of
May 17, 2021
Transactions value $
-$568,657
Form type
4
Date filed
5/18/2021, 04:47 PM
Next filing
May 21, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STAA Common Stock Options Exercise $38K +5.33K +91.74% $7.14* 11.1K May 17, 2021 Direct
transaction STAA Common Stock Disposed to Issuer -$607K -5.33K -47.84% $113.87 5.81K May 17, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STAA Common Stock Options Options Exercise $0 -5.33K -51.59% $0.00 5K May 17, 2021 Common Stock 5.33K $7.14 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.86 to $117.81, inclusive.

Remarks:

This Form 4 reflects sales by Mr. Farrell of Common Stock of the Company pursuant to instructions contained in a pre-established Rule 10b5-1 plan.