Justin Hotard - 19 Oct 2021 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role: SVP, GM, HPC and MCS
Signature: Derek Windham as Attorney-in-Fact for Justin Hotard
Issuer symbol: HPE
Transactions as of: 19 Oct 2021
Net transactions value: -$491
Form type: 4
Filing time: 21 Oct 2021, 18:56:59 UTC
Previous filing: 09 Jun 2021
Next filing: 13 Dec 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HPE	Common Stock	Options Exercise	$584	+38		$15.37	38	19 Oct 2021	Direct
transaction	HPE	Common Stock	Tax liability	$200	-13	-34%	$15.37	25	19 Oct 2021	Direct
transaction	HPE	Common Stock	Options Exercise	$276,137	+17,966	+71864%	$15.37	17,991	19 Oct 2021	Direct
transaction	HPE	Common Stock	Tax liability	$87,686	-5,705	-32%	$15.37	12,286	19 Oct 2021	Direct
transaction	HPE	Common Stock	Sale	$189,327	-12,286	-100%	$15.41	0	21 Oct 2021	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HPE	Restricted Stock Units	Options Exercise		-38	-100%		0	19 Oct 2021	Common Stock	38		Direct	F2, F3
transaction	HPE	Restricted Stock Units	Options Exercise		-17,966	-100%		0	19 Oct 2021	Common Stock	17,966		Direct	F2, F4
transaction	HPE	Restricted Stock Units	Award		+358	+1.5%		24,115	07 Jul 2021	Common Stock	358		Direct	F2, F5
transaction	HPE	Restricted Stock Units	Award		+589	+1.5%		38,599	07 Jul 2021	Common Stock	589		Direct	F2, F6
transaction	HPE	Restricted Stock Units	Award		+883	+1.6%		55,452	07 Jul 2021	Common Stock	883		Direct	F2, F7
transaction	HPE	Restricted Stock Units	Award		+965	+1.6%		60,029	07 Jul 2021	Common Stock	965		Direct	F2, F8

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/09/21 and amended on 06/03/21.
F2	Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F3	As previously reported, on 10/19/18, the reporting person was granted 100 restricted stock units ("RSUs"), 32 of which vested on 10/19/19, 34 of which vested on 10/19/20, and 34 of which vested on 10/19/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 0.2825 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 0.2774 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of shares in column 5 also includes 4 vested RSU dividend equivalent rights and a de minimus adjustment of 0.8446 due to fractional rounding of the dividend equivalent rights at $15.37 per RSU credited to the reporting person's account on 10/19/21.
F4	As previously reported, on 10/19/18, the reporting person was granted 48,575 RSUs, 16,191 of which vested on 10/19/19, 16,192 of which vested on 10/19/20, and 16,192 of which vested on 10/19/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.5596 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 132.0897 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of shares in column 5 also includes 1,774 vested RSU dividend equivalent rights and a de minimus adjustment of 0.7648 due to fractional rounding of the dividend equivalent rights at $15.37 per RSU credited to the reporting person's account on 10/19/21.
F5	As previously reported, on 12/10/18, the reporting person was granted 65,202 RSUs, 21,734 of which vested on each of 12/10/19 and 12/10/20, and 21,734 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 180.6150 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 177.2998 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.
F6	As previously reported, on 12/10/19, the reporting person was granted 53,662 RSUs, 17,887 of which vested on 12/10/20, 17,887 of which will vest on 12/10/21, and 17,888 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 297.2992 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 291.8423 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.
F7	As previously reported, on 12/10/20, the reporting person was granted 53,630 RSUs, 17,876 of which will vest on 12/10/21, and 17,877 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 445.6787 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 437.4983 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.
F8	As previously reported, on 03/02/21, the reporting person was granted 58,621 Restricted Stock Units ("RSUs"), 19,540 of which will vest on each of 03/02/22 and 03/02/23, and 19,541 of which will vest on 03/02/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 487.1551 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 478.2135 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.