Justin Hotard - Jun 7, 2021 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role: SVP, GM, HPC and MCS
Signature: Derek Windham as Attorney-in-Fact for Justin Hotard
Stock symbol: HPE
Transactions as of: Jun 7, 2021
Transactions value $: -$723,384
Form type: 4
Date filed: 6/9/2021, 04:26 PM
Next filing: Oct 21, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HPE	Common Stock	Sale	-$723K	-44.5K	-100%	$16.26	0	Jun 7, 2021	Direct	F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HPE	Restricted Stock Units	Award	$0	+0.257	+0.71%	$0.00	36.6	Apr 7, 2021	Common Stock	0.257		Direct	F3, F4
transaction	HPE	Restricted Stock Units	Award	$0	+122	+0.7%	$0.00	17.7K	Apr 7, 2021	Common Stock	122		Direct	F3, F5
transaction	HPE	Restricted Stock Units	Award	$0	+164	+0.7%	$0.00	23.8K	Apr 7, 2021	Common Stock	164		Direct	F3, F6
transaction	HPE	Restricted Stock Units	Award	$0	+270	+0.72%	$0.00	38K	Apr 7, 2021	Common Stock	270		Direct	F3, F7
transaction	HPE	Restricted Stock Units	Award	$0	+405	+0.75%	$0.00	54.6K	Apr 7, 2021	Common Stock	405		Direct	F3, F8
transaction	HPE	Restricted Stock Units	Award	$0	+442	+0.75%	$0.00	59.1K	Apr 7, 2021	Common Stock	442		Direct	F3, F9

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/09/21 and amended on 06/03/21.
F2	The price in Column 4 is a weighted average price. The prices actually paid ranged from $16.1750 to $16.3100. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
F3	Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F4	As previously reported, on 10/19/18, the reporting person was granted 100 restricted stock units ("RSUs"), 32 of which vested on 10/19/19, 34 of which vested on 10/19/20, and 34 of which will vest on 10/19/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 0.2566 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.
F5	As previously reported, on 10/19/18, the reporting person was granted 48,575 RSUs, 16,191 of which vested on 10/19/19, 16,192 of which vested on 10/19/20, and 16,192 of which will vest on 10/19/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 122.2038 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.
F6	As previously reported, on 12/10/18, the reporting person was granted 65,202 RSUs, 21,734 of which vested on each of 12/10/19 and 12/10/20, and 21,734 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 164.0302 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.
F7	As previously reported, on 12/10/19, the reporting person was granted 53,662 RSUs, 17,887 of which vested on 12/10/20, 17,887 of which will vest on 12/10/21, and 17,888 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 270.00 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.
F8	As previously reported, on 12/10/20, the reporting person was granted 53,630 RSUs, 17,876 of which will vest on 12/10/21, and 17,877 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 404.7547 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.
F9	As previously reported, on 03/02/21, the reporting person was granted 58,621 Restricted Stock Units ("RSUs"), 19,540 of which will vest on each of 03/02/22 and 03/02/23, and 19,541 of which will vest on 03/02/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 442.4226 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.