Justin Hotard - 09 Dec 2021 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role
SVP, GM, HPC and AI
Signature
Derek Windham as Attorney-in-Fact for Justin Hotard
Issuer symbol
HPE
Transactions as of
09 Dec 2021
Net transactions value
+$608,583
Form type
4
Filing time
13 Dec 2021, 16:48:28 UTC
Previous filing
21 Oct 2021
Next filing
16 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPE Common Stock Options Exercise $330,574 +21,734 $15.21 21,734 10 Dec 2021 Direct
transaction HPE Common Stock Tax liability $104,964 -6,901 -32% $15.21 14,833 10 Dec 2021 Direct
transaction HPE Common Stock Options Exercise $36,215 +2,381 +16% $15.21 17,214 10 Dec 2021 Direct
transaction HPE Common Stock Tax liability $11,499 -756 -4.4% $15.21 16,458 10 Dec 2021 Direct
transaction HPE Common Stock Options Exercise $272,061 +17,887 +109% $15.21 34,345 10 Dec 2021 Direct
transaction HPE Common Stock Tax liability $86,393 -5,680 -17% $15.21 28,665 10 Dec 2021 Direct
transaction HPE Common Stock Options Exercise $21,492 +1,413 +4.9% $15.21 30,078 10 Dec 2021 Direct
transaction HPE Common Stock Tax liability $6,829 -449 -1.5% $15.21 29,629 10 Dec 2021 Direct
transaction HPE Common Stock Options Exercise $271,894 +17,876 +60% $15.21 47,505 10 Dec 2021 Direct
transaction HPE Common Stock Tax liability $118,897 -7,817 -16% $15.21 39,688 10 Dec 2021 Direct
transaction HPE Common Stock Options Exercise $9,263 +609 +1.5% $15.21 40,297 10 Dec 2021 Direct
transaction HPE Common Stock Tax liability $4,335 -285 -0.71% $15.21 40,012 10 Dec 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPE Restricted Stock Units Options Exercise -21,734 -100% 0 10 Dec 2021 Common Stock 21,734 Direct F1, F2
transaction HPE Restricted Stock Units Options Exercise -17,887 -48% 19,299 10 Dec 2021 Common Stock 17,887 Direct F1, F3
transaction HPE Restricted Stock Units Options Exercise -17,876 -33% 36,968 10 Dec 2021 Common Stock 17,876 Direct F1, F4
transaction HPE Restricted Stock Units Award +97,529 97,529 09 Dec 2021 Common Stock 97,529 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2 As previously reported, on 12/10/18, the reporting person was granted 65,202 Restricted Stock Units ("RSUs"), 21,734 of which vested on each of 12/10/19 and 12/10/20, and 21,734 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of shares in column 5 also includes 2,381 vested RSU dividend equivalent rights and a de minimus adjustment of 0.4371 due to fractional rounding of the dividend equivalent rights at $15.21 per RSU credited to the reporting person's account on 12/10/21.
F3 As previously reported, on 12/10/19, the reporting person was granted 53,662 RSUs, 17,887 of which vested on 12/10/20, 17,887 of which vested on 12/10/21, and 17,888 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of shares in column 5 also includes 1,413 vested RSU dividend equivalent rights and a de minimus adjustment of 0.2970 due to fractional rounding of the dividend equivalent rights at $15.21 per RSU credited to the reporting person's account on 12/10/21.
F4 As previously reported, on 12/10/20, the reporting person was granted 53,630 RSUs, 17,876 of which vested on 12/10/21, and 17,877 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of shares in column 5 also includes 609 vested RSU dividend equivalent rights and a de minimus adjustment of 0.5500 due to fractional rounding of the dividend equivalent rights at $15.21 per RSU credited to the reporting person's account on 12/10/21.
F5 On 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which will vest on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.