Justin Hotard - Dec 9, 2021 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role
SVP, GM, HPC and AI
Signature
Derek Windham as Attorney-in-Fact for Justin Hotard
Stock symbol
HPE
Transactions as of
Dec 9, 2021
Transactions value $
$608,583
Form type
4
Date filed
12/13/2021, 04:48 PM
Previous filing
Oct 21, 2021
Next filing
Dec 16, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPE Common Stock Options Exercise $331K +21.7K $15.21 21.7K Dec 10, 2021 Direct
transaction HPE Common Stock Tax liability -$105K -6.9K -31.75% $15.21 14.8K Dec 10, 2021 Direct
transaction HPE Common Stock Options Exercise $36.2K +2.38K +16.05% $15.21 17.2K Dec 10, 2021 Direct
transaction HPE Common Stock Tax liability -$11.5K -756 -4.39% $15.21 16.5K Dec 10, 2021 Direct
transaction HPE Common Stock Options Exercise $272K +17.9K +108.68% $15.21 34.3K Dec 10, 2021 Direct
transaction HPE Common Stock Tax liability -$86.4K -5.68K -16.54% $15.21 28.7K Dec 10, 2021 Direct
transaction HPE Common Stock Options Exercise $21.5K +1.41K +4.93% $15.21 30.1K Dec 10, 2021 Direct
transaction HPE Common Stock Tax liability -$6.83K -449 -1.49% $15.21 29.6K Dec 10, 2021 Direct
transaction HPE Common Stock Options Exercise $272K +17.9K +60.33% $15.21 47.5K Dec 10, 2021 Direct
transaction HPE Common Stock Tax liability -$119K -7.82K -16.46% $15.21 39.7K Dec 10, 2021 Direct
transaction HPE Common Stock Options Exercise $9.26K +609 +1.53% $15.21 40.3K Dec 10, 2021 Direct
transaction HPE Common Stock Tax liability -$4.33K -285 -0.71% $15.21 40K Dec 10, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPE Restricted Stock Units Options Exercise -21.7K -100% 0 Dec 10, 2021 Common Stock 21.7K Direct F1, F2
transaction HPE Restricted Stock Units Options Exercise -17.9K -48.1% 19.3K Dec 10, 2021 Common Stock 17.9K Direct F1, F3
transaction HPE Restricted Stock Units Options Exercise -17.9K -32.59% 37K Dec 10, 2021 Common Stock 17.9K Direct F1, F4
transaction HPE Restricted Stock Units Award +97.5K 97.5K Dec 9, 2021 Common Stock 97.5K Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2 As previously reported, on 12/10/18, the reporting person was granted 65,202 Restricted Stock Units ("RSUs"), 21,734 of which vested on each of 12/10/19 and 12/10/20, and 21,734 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of shares in column 5 also includes 2,381 vested RSU dividend equivalent rights and a de minimus adjustment of 0.4371 due to fractional rounding of the dividend equivalent rights at $15.21 per RSU credited to the reporting person's account on 12/10/21.
F3 As previously reported, on 12/10/19, the reporting person was granted 53,662 RSUs, 17,887 of which vested on 12/10/20, 17,887 of which vested on 12/10/21, and 17,888 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of shares in column 5 also includes 1,413 vested RSU dividend equivalent rights and a de minimus adjustment of 0.2970 due to fractional rounding of the dividend equivalent rights at $15.21 per RSU credited to the reporting person's account on 12/10/21.
F4 As previously reported, on 12/10/20, the reporting person was granted 53,630 RSUs, 17,876 of which vested on 12/10/21, and 17,877 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of shares in column 5 also includes 609 vested RSU dividend equivalent rights and a de minimus adjustment of 0.5500 due to fractional rounding of the dividend equivalent rights at $15.21 per RSU credited to the reporting person's account on 12/10/21.
F5 On 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which will vest on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.