Walter S. Berman - 11 Feb 2022 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role
Executive VP and CFO
Signature
/s/ Wendy B. Mahling for Walter Stanley Berman
Issuer symbol
AMP
Transactions as of
11 Feb 2022
Net transactions value
+$166,250
Form type
4
Filing time
15 Feb 2022, 17:10:12 UTC
Previous filing
09 Feb 2022
Next filing
30 Mar 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMP Phantom Stock Award $166,250 +547 +1.9% $304.00 29,394 11 Feb 2022 Common Stock 547 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
F2 Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.