Walter Stanley Berman - Mar 28, 2022 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Signature
/s/ Wendy B. Mahling for Walter Stanley Berman
Stock symbol
AMP
Transactions as of
Mar 28, 2022
Transactions value $
-$2,717,958
Form type
4
Date filed
3/30/2022, 04:16 PM
Previous filing
Feb 15, 2022
Next filing
Nov 17, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMP Common Stock Sale -$2.72M -8.71K -44.76% $312.01 10.8K Mar 28, 2022 Direct F1
holding AMP Common Stock 347 Mar 28, 2022 By 401(k) Plan F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects the weighted average price of 8,711 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on March 28, 2022 with sale prices ranging from $312.00 to $312.36 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2 Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of March 28, 2022. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.