Walter Stanley Berman - Feb 7, 2022 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role
Executive VP and CFO
Signature
/s/ Wendy B. Mahling for Walter Stanley Berman
Stock symbol
AMP
Transactions as of
Feb 7, 2022
Transactions value $
-$3,790,590
Form type
4
Date filed
2/9/2022, 05:13 PM
Previous filing
Feb 4, 2022
Next filing
Feb 15, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMP Common Stock Sale -$1.55M -5K -15.89% $311.00 26.5K Feb 7, 2022 Direct F1
transaction AMP Common Stock Sale -$2.24M -7K -26.45% $319.37 19.5K Feb 9, 2022 Direct F2
holding AMP Common Stock 346 Feb 7, 2022 By 401(k) Plan F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects the weighted average price of 5,000 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 7, 2022 with sale prices ranging from $310.7806 to $311.35 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2 Reflects the weighted average price of 7,000 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 9, 2022 with sale prices ranging from $319.00 to $319.708 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3 Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 9, 2022. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.