Jon Pepper - Feb 15, 2023 Form 4 Insider Report for KNOW LABS, INC. (KNW)

Role
Director
Signature
/s/ Jon Pepper
Stock symbol
KNW
Transactions as of
Feb 15, 2023
Transactions value $
$0
Form type
4
Date filed
4/10/2023, 04:18 PM
Previous filing
Jan 10, 2022
Next filing
Mar 16, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding KNW Common Stock 393K Feb 15, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KNW Option to Purchase Common Stock Award $0 +25K $0.00 25K Feb 15, 2023 Common Stock 25K $1.24 Direct F1
holding KNW Option to Purchase Common Stock 52.5K Feb 15, 2023 Common Stock 52.5K $1.10 Direct F1
holding KNW Warrant to Purchase Common Stock 20K Feb 15, 2023 Common Stock 20K $1.53 Direct F2, F3
holding KNW Warrant to Purchase Common Stock 25K Feb 15, 2023 Common Stock 25K $0.00 Direct
holding KNW Warrant to Purchase Common Stock 20K Feb 15, 2023 Common Stock 20K $1.70 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Option shares vest immediately.
F2 Price subject to adjustment.
F3 The stock grant and warrant shall not be considered earned until after the completion of the 2020 calendar year and are subject to final terms on the date earned in 2021.
F4 The stock grant and warrant shall not be considered earned until after the completion of the 2021 calendar year and are subject to final terms on the date earned on January 5, 2022.