Jon Pepper - Jan 5, 2022 Form 4 Insider Report for KNOW LABS, INC. (KNW)

Role
Director
Signature
/s/ Jon Pepper
Stock symbol
KNW
Transactions as of
Jan 5, 2022
Transactions value $
$0
Form type
4
Date filed
1/10/2022, 03:07 PM
Next filing
Apr 10, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KNW Common Stock Award $0 +30K +8.38% $0.00 388K Jan 5, 2022 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KNW Warrant to Purchase Common Stock Award $0 +20K $0.00 20K Jan 5, 2022 Common Stock 20K $1.70 Direct F4
holding KNW Option to Purchase Common Stock 52.5K Jan 5, 2022 Common Stock 52.5K $1.10 Direct F1
holding KNW Warrant to Purchase Common Stock 20K Jan 5, 2022 Common Stock 20K $1.53 Direct F2, F3
holding KNW Warrant to Purchase Common Stock 25K Jan 5, 2022 Common Stock 25K $0.00 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Option shares vest immediately.
F2 Price subject to adjustment.
F3 The stock grant and warrant shall not be considered earned until after the completion of the 2020 calendar year and are subject to final terms on the date earned in 2021.
F4 The stock grant and warrant shall not be considered earned until after the completion of the 2021 calendar year and are subject to final terms on the date earned on January 5, 2022.