Jon Pepper - 16 Mar 2023 Form 4 Insider Report for KNOW LABS, INC. (KNW)

Role
Director
Signature
/s/ Jon Pepper
Issuer symbol
KNW
Transactions as of
16 Mar 2023
Net transactions value
+$4,063
Form type
4
Filing time
16 Mar 2023, 20:21:37 UTC
Previous filing
10 Apr 2023
Next filing
12 Oct 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KNW Common Stock Purchase $4,063 +5,000 +1.3% $0.8126 393,000 16 Mar 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding KNW Option to Purchase Common Stock 52,500 16 Mar 2023 Common Stock 52,500 $1.10 Direct F1
holding KNW Warrant to Purchase Common Stock 20,000 16 Mar 2023 Common Stock 20,000 $1.53 Direct F2, F3
holding KNW Warrant to Purchase Common Stock 25,000 16 Mar 2023 Common Stock 25,000 $0.000000 Direct
holding KNW Warrant to Purchase Common Stock 20,000 16 Mar 2023 Common Stock 20,000 $1.70 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Option shares vest immediately.
F2 Price subject to adjustment.
F3 The stock grant and warrant shall not be considered earned until after the completion of the 2020 calendar year and are subject to final terms on the date earned in 2021.
F4 The stock grant and warrant shall not be considered earned until after the completion of the 2021 calendar year and are subject to final terms on the date earned on January 5, 2022.