Key facts
- This page summarizes Jon Pepper's Form 4 filing for KNOW LABS, INC. (KNW).
- 1 reported transaction and 5 derivative rows are listed below.
- Accepted by SEC: 12 Oct 2023, 16:22.
Jon Pepper - 10 Oct 2023 Form 4 Insider Report for KNOW LABS, INC. (KNW)
- Reporting relationship
- Director
- Issuer ticker
- KNW
- Reported as of
- 10 Oct 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 12 Oct 2023, 16:22:34 UTC
- Prior SEC filing
- 16 Mar 2023
- Next SEC filing
- 18 Oct 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Jon Pepper
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Jon Pepper filed Form 4 for KNOW LABS, INC. (KNW) on 12 Oct 2023.
Change
- Previous filing in this sequence was filed on 16 Mar 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
KNW
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 393,000
- Date
- 10 Oct 2023
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
KNW
transaction
Derivative
Option to Purchase Common Stock
Award
- Transaction value
- $0
- Shares
- +79,528
- Change %
- Price
- $0.000000
- Shares after
- 79,528
- Date
- 10 Oct 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 79,528
- Exercise price
- $0.2500
- Footnotes
- F1
KNW
holding
Derivative
Option to Purchase Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 52,500
- Date
- 10 Oct 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 52,500
- Exercise price
- $1.10
- Footnotes
- F1
KNW
holding
Derivative
Warrant to Purchase Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 20,000
- Date
- 10 Oct 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 20,000
- Exercise price
- $1.53
- Footnotes
- F2, F3
KNW
holding
Derivative
Warrant to Purchase Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 25,000
- Date
- 10 Oct 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 25,000
- Exercise price
- $0.000000
KNW
holding
Derivative
Warrant to Purchase Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 20,000
- Date
- 10 Oct 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 20,000
- Exercise price
- $1.70
- Footnotes
- F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Option shares vest immediately.
Footnote F2
Price subject to adjustment.
Footnote F3
The stock grant and warrant shall not be considered earned until after the completion of the 2020 calendar year and are subject to final terms on the date earned in 2021.
Footnote F4
The stock grant and warrant shall not be considered earned until after the completion of the 2021 calendar year and are subject to final terms on the date earned on January 5, 2022.