| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Militello John | Vice President of Finance, Treasurer, Principal Accounting Officer | C/O ROCKET PHARMACEUTICALS, INC., 9 CEDARBROOK DRIVE, CRANBURY | /s/ Martin Wilson, as attorney-in-fact for John Militello | 09 Sep 2025 | 0001662170 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RCKT | Common Stock | Award | $0 | +40,000 | +72% | $0.000000 | 95,924 | 08 Sep 2025 | Direct | F1, F2 |
| Id | Content |
|---|---|
| F1 | Holdings include Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis. |
| F2 | Represent RSUs that convert to common stock on a one-for-one basis. One-third (1/3) of such RSUs will become fully vested on September 8, 2026, with the remaining shares vesting in equal quarterly installments over the following two years. |
Vice President of Finance, Treasurer, Principal Accounting Officer