| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Militello John | Vice President of Finance, Treasurer, Principal Accounting Officer | C/O ROCKET PHARMACEUTICALS, INC., 9 CEDARBROOK DRIVE, CRANBURY | /s/ Martin Wilson, as attorney-in-fact for John Militello | 20 Aug 2025 | 0001662170 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RCKT | Common Stock | Sale | $2,142 | -699 | -1.2% | $3.06 | 56,285 | 18 Aug 2025 | Direct | F1, F2 |
| transaction | RCKT | Common Stock | Sale | $1,082 | -361 | -0.64% | $3.00 | 55,924 | 19 Aug 2025 | Direct | F1, F2 |
| Id | Content |
|---|---|
| F1 | Holdings include Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis. |
| F2 | The shares of common stock were sold by the Reporting Person in order to pay tax withholding obligations in connection with the vesting of RSUs. |
Vice President of Finance, Treasurer, Principal Accounting Officer