| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Militello John | Vice President of Finance, Treasurer, Principal Accounting Officer | C/O ROCKET PHARMACEUTICALS, INC., 9 CEDARBROOK DRIVE, CRANBURY | /s/ Martin Wilson, as attorney-in-fact for John Militello | 16 Oct 2025 | 0001662170 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RCKT | Common Stock | Sale | $78,570 | -19,841 | -21% | $3.96 | 76,083 | 14 Oct 2025 | Direct | F1 |
| transaction | RCKT | Common Stock | Sale | $21,863 | -5,514 | -7.2% | $3.96 | 70,569 | 14 Oct 2025 | Direct | F1 |
| transaction | RCKT | Common Stock | Sale | $11,930 | -3,005 | -4.3% | $3.97 | 67,564 | 14 Oct 2025 | Direct | F1 |
| transaction | RCKT | Common Stock | Sale | $2,218 | -558 | -0.83% | $3.98 | 67,006 | 14 Oct 2025 | Direct | F1 |
| Id | Content |
|---|---|
| F1 | Holdings include Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis. |
Vice President of Finance, Treasurer, Principal Accounting Officer