David A. Lorber - 19 Feb 2025 Form 4 Insider Report for PhenixFIN Corp (PFX)

Role
CHAIRMAN AND CEO, Director, 10%+ Owner
Signature
/s/ David A. Lorber
Issuer symbol
PFX
Transactions as of
19 Feb 2025
Transactions value $
$70,951
Form type
4
Filing time
21 Feb 2025, 14:51:27 UTC
Previous filing
20 Dec 2024
Next filing
05 Mar 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFX Common Stock, $0.001 par value Purchase $20.8K +400 +0.29% $52.00 139K 19 Feb 2025 Direct
transaction PFX Common Stock, $0.001 par value Purchase $42.9K +844 +0.61% $50.85 140K 19 Feb 2025 Direct F1
transaction PFX Common Stock, $0.001 par value Purchase $2.5K +47 +0.03% $53.14 140K 20 Feb 2025 Direct F2
transaction PFX Common Stock, $0.001 par value Purchase $4.74K +89 +2.71% $53.21 3.38K 20 Feb 2025 By Spouse
holding PFX Common Stock, $0.001 par value 81.7K 19 Feb 2025 By FrontFour Master Fund, Ltd. F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $50.81 to $50.98, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
F2 The price reported in Column 4 is a weighted average price. These shares were purchased in two transactions at $52.51 and $53.21. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in footnote (2) to this Form 4.
F3 Shares owned directly by FrontFour Master Fund, Ltd. ("FrontFour Master Fund") and indirectly by David A. Lorber by virtue of his position as a managing member and principal owner of the investment manager of FrontFour Master Fund. Mr. Lorber disclaims beneficial ownership of the shares owned directly by FrontFour Master Fund except to the extent of his pecuniary interest therein.