David A. Lorber - Dec 18, 2024 Form 4 Insider Report for PhenixFIN Corp (PFX)

Signature
/s/ David A. Lorber
Stock symbol
PFX
Transactions as of
Dec 18, 2024
Transactions value $
$618,422
Form type
4
Date filed
12/20/2024, 03:37 PM
Previous filing
Jun 21, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFX Common Stock, $0.001 par value Purchase $523K +10.9K +8.63% $48.13 137K Dec 18, 2024 Direct F1
transaction PFX Common Stock, $0.001 par value Purchase $95.2K +2K +1.46% $47.61 139K Dec 18, 2024 Direct
holding PFX Common Stock, $0.001 par value 3.29K Dec 18, 2024 By Spouse
holding PFX Common Stock, $0.001 par value 81.7K Dec 18, 2024 By FrontFour Master Fund, Ltd. F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $48.0199 to $48.9499, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
F2 Shares owned directly by FrontFour Master Fund, Ltd. ("FrontFour Master Fund") and indirectly by David A. Lorber by virtue of his position as a managing member and principal owner of the investment manager of FrontFour Master Fund. Mr. Lorber disclaims beneficial ownership of the shares owned directly by FrontFour Master Fund except to the extent of his pecuniary interest therein.