| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PFX | Common Stock, $0.001 par value | Purchase | $36.50 | +1 | +0% | $36.51 | 63.9K | Aug 16, 2022 | Direct | |
| transaction | PFX | Common Stock, $0.001 par value | Purchase | $26.3K | +714 | +1.12% | $36.77 | 64.6K | Aug 17, 2022 | Direct | F1 |
| transaction | PFX | Common Stock, $0.001 par value | Purchase | $125K | +3.37K | +5.22% | $37.00 | 67.9K | Aug 18, 2022 | Direct | F2 |
| holding | PFX | Common Stock, $0.001 par value | 2.44K | Aug 16, 2022 | By spouse | ||||||
| holding | PFX | Common Stock, $0.001 par value | 81.7K | Aug 16, 2022 | By FrontFour Master Fund, Ltd. | F3 |
| Id | Content |
|---|---|
| F1 | The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $36.40 to $36.85, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. |
| F2 | The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $36.81 to $37.11, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. |
| F3 | Shares owned directly by FrontFour Master Fund, Ltd. ("FrontFour Master Fund") and indirectly by David A. Lorber by virtue of his position as a managing member and principal owner of the investment manager of FrontFour Master Fund. Mr. Lorber disclaims beneficial ownership of the shares owned directly by FrontFour Master Fund except to the extent of his pecuniary interest therein. |
The weighted average price of the direct purchases on 8/15/22 was incorrectly stated as $37.73 in the Form 4 filed on 8/15/22. It should have been $36.73. The purchase prices were correctly stated in footnote (3) to that Form 4.