Key facts
- This page summarizes David A. Lorber's Form 4 filing for PhenixFIN Corp (PFX).
- 5 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 15 Aug 2022, 19:45.
David A. Lorber - 11 Aug 2022 Form 4 Insider Report for PhenixFIN Corp (PFX)
- Reporting relationship
- CHAIRMAN AND CEO, Director
- Issuer ticker
- PFX
- Reported as of
- 11 Aug 2022
- Net transaction value
- +$77,719
- SEC form
- 4
- Accepted by SEC
- 15 Aug 2022, 19:45:53 UTC
- Prior SEC filing
- 13 May 2022
- Next SEC filing
- 18 Aug 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ David A. Lorber
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Filing notes and source
Key filing fact
David A. Lorber filed Form 4 for PhenixFIN Corp (PFX) on 15 Aug 2022.
Change
- Previous filing in this sequence was filed on 13 May 2022.
- Current net transaction value: +$77,719.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
PFX
transaction
Common Stock, $0.001 par value
Purchase
- Transaction value
- $35,676
- Shares
- +1,001
- Change %
- +1.6%
- Price
- $35.64
- Shares after
- 62,955
- Date
- 11 Aug 2022
- Ownership
- Direct
- Footnotes
- F1
PFX
transaction
Common Stock, $0.001 par value
Purchase
- Transaction value
- $10,988
- Shares
- +299
- Change %
- +0.47%
- Price
- $36.75
- Shares after
- 63,254
- Date
- 11 Aug 2022
- Ownership
- Direct
PFX
transaction
Common Stock, $0.001 par value
Purchase
- Transaction value
- $14,317
- Shares
- +390
- Change %
- +0.62%
- Price
- $36.71
- Shares after
- 63,644
- Date
- 12 Aug 2022
- Ownership
- Direct
- Footnotes
- F2
PFX
transaction
Common Stock, $0.001 par value
Purchase
- Transaction value
- $7,923
- Shares
- +210
- Change %
- +0.33%
- Price
- $37.73
- Shares after
- 63,854
- Date
- 15 Aug 2022
- Ownership
- Direct
- Footnotes
- F3
PFX
transaction
Common Stock, $0.001 par value
Purchase
- Transaction value
- $8,815
- Shares
- +240
- Change %
- +11%
- Price
- $36.73
- Shares after
- 2,440
- Date
- 12 Aug 2022
- Ownership
- By spouse
- Footnotes
- F4
PFX
holding
Common Stock, $0.001 par value
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 81,662
- Date
- 11 Aug 2022
- Ownership
- By FrontFour Master Fund, Ltd.
- Footnotes
- F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $35.50 to $35.73, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
Footnote F2
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $36.26 to $36.74, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
Footnote F3
The price reported in Column 4 is a weighted average price. These shares were purchased in two transactions at prices of $36.11 and $36.76. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in footnote (3) to this Form 4.
Footnote F4
The price reported in Column 4 is a weighted average price. These shares were purchased in two transactions at prices of $36.70 and $36.74. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in footnote (4) to this Form 4.
Footnote F5
Shares owned directly by FrontFour Master Fund, Ltd. ("FrontFour Master Fund") and indirectly by David A. Lorber by virtue of his position as a managing member and principal owner of the investment manager of FrontFour Master Fund. Mr. Lorber disclaims beneficial ownership of the shares owned directly by FrontFour Master Fund except to the extent of his pecuniary interest therein. FrontFour Opportunity Fund Ltd. has ceased to own any shares and is no longer included in this Form 4.