| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PRU | Common Stock | Options Exercise | $7,772,220 | +83,250 | +47% | $93.36 | 262,265 | 06 Nov 2024 | Direct | |
| transaction | PRU | Common Stock | Sale | $4,330,850 | -33,690 | -13% | $128.55 | 228,575 | 06 Nov 2024 | Direct | F1 |
| transaction | PRU | Common Stock | Sale | $7,184,265 | -56,149 | -25% | $127.95 | 172,426 | 06 Nov 2024 | Direct | F2 |
| transaction | PRU | Common Stock | Options Exercise | $8,960,873 | +93,469 | +54% | $95.87 | 265,895 | 07 Nov 2024 | Direct | |
| transaction | PRU | Common Stock | Sale | $3,061,339 | -24,279 | -9.1% | $126.09 | 241,616 | 07 Nov 2024 | Direct | F3 |
| transaction | PRU | Common Stock | Sale | $8,869,625 | -71,535 | -30% | $123.99 | 170,081 | 07 Nov 2024 | Direct | F4, F5 |
| holding | PRU | Common Stock | 292 | 06 Nov 2024 | By 401(k) | F6 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PRU | 2019 Employee Stock Option (Right to Buy) | Options Exercise | $0 | -83,250 | -100% | $0.000000 | 0 | 06 Nov 2024 | Common Stock | 83,250 | $93.36 | Direct | F7 |
| transaction | PRU | 2020 Employee Stock Option (Right to Buy) | Options Exercise | $0 | -93,469 | -100% | $0.000000 | 0 | 07 Nov 2024 | Common Stock | 93,469 | $95.87 | Direct | F8 |
| Id | Content |
|---|---|
| F1 | The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $128.35 to $129.10, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnote (1) to this Form 4. |
| F2 | The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $127.36 to $128.34, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnote (2) to this Form 4. |
| F3 | The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $126.00 to $126.34, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnote (3) to this Form 4. |
| F4 | The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $123.85 to $124.28, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnote (4) to this Form 4. |
| F5 | Following the transactions reported on this Form 4, Mr. Lowrey continues to hold 170,081 shares directly and 292 shares indirectly in a 401(k) account. Mr. Lowrey also holds an additional 67,691 vested stock options, 62,825 restricted stock units, and 271,454 target performance shares (the exact number awarded being dependent on achievement of performance goals). |
| F6 | Amount reported has been adjusted to include 9 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between December 31, 2023, and September 30, 2024, based on a plan statement dated September 30, 2024. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B). |
| F7 | The options vest in three equal annual installments beginning on February 12, 2020. |
| F8 | The options vest in three equal annual installments beginning on February 11, 2021. |