Charles F. Lowrey - 29 Feb 2024 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)

Role
Chief Executive Officer, Director, Chairman of the Board
Signature
/s/ Danny Fiore, attorney-in-fact
Issuer symbol
PRU
Transactions as of
29 Feb 2024
Net transactions value
-$1,768,472
Form type
4
Filing time
04 Mar 2024, 18:55:28 UTC
Previous filing
15 Feb 2024
Next filing
08 Nov 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PRU Common Stock Options Exercise $0 +11,565 +7% $0.000000 176,165 29 Feb 2024 Direct F1
transaction PRU Common Stock Tax liability $667,455 -6,124 -3.5% $108.99 170,041 29 Feb 2024 Direct F2
transaction PRU Common Stock Options Exercise $0 +8,586 +5% $0.000000 178,627 29 Feb 2024 Direct F1
transaction PRU Common Stock Tax liability $495,578 -4,547 -2.5% $108.99 174,080 29 Feb 2024 Direct F2
transaction PRU Common Stock Options Exercise $0 +10,490 +6% $0.000000 184,570 29 Feb 2024 Direct F1
transaction PRU Common Stock Tax liability $605,439 -5,555 -3% $108.99 179,015 29 Feb 2024 Direct F2
holding PRU Common Stock 283 29 Feb 2024 By 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PRU 2021 Restricted Stock Units Options Exercise $0 -11,565 -100% $0.000000* 0 29 Feb 2024 Common Stock 11,565 Direct F3, F4
transaction PRU 2022 Restricted Stock Units Options Exercise $0 -8,586 -50% $0.000000 8,586 29 Feb 2024 Common Stock 8,586 $0.000000 Direct F3, F5
transaction PRU 2023 Restricted Stock Units Options Exercise $0 -10,490 -33% $0.000000 20,981 29 Feb 2024 Common Stock 10,490 $0.000000 Direct F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the vesting of previously awarded restricted stock units.
F2 Represents shares withheld for the payment of taxes.
F3 The Restricted Stock Units convert to common stock on a 1 to 1 basis.
F4 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.
F5 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.
F6 The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.