Charles F. Lowrey - Feb 29, 2024 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)

Role
Chief Executive Officer, Director, Chairman of the Board
Signature
/s/ Danny Fiore, attorney-in-fact
Stock symbol
PRU
Transactions as of
Feb 29, 2024
Transactions value $
-$1,768,472
Form type
4
Date filed
3/4/2024, 06:55 PM
Previous filing
Feb 15, 2024
Next filing
Nov 8, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PRU Common Stock Options Exercise $0 +11.6K +7.03% $0.00 176K Feb 29, 2024 Direct F1
transaction PRU Common Stock Tax liability -$667K -6.12K -3.48% $108.99 170K Feb 29, 2024 Direct F2
transaction PRU Common Stock Options Exercise $0 +8.59K +5.05% $0.00 179K Feb 29, 2024 Direct F1
transaction PRU Common Stock Tax liability -$496K -4.55K -2.55% $108.99 174K Feb 29, 2024 Direct F2
transaction PRU Common Stock Options Exercise $0 +10.5K +6.03% $0.00 185K Feb 29, 2024 Direct F1
transaction PRU Common Stock Tax liability -$605K -5.56K -3.01% $108.99 179K Feb 29, 2024 Direct F2
holding PRU Common Stock 283 Feb 29, 2024 By 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PRU 2021 Restricted Stock Units Options Exercise $0 -11.6K -100% $0.00* 0 Feb 29, 2024 Common Stock 11.6K Direct F3, F4
transaction PRU 2022 Restricted Stock Units Options Exercise $0 -8.59K -50% $0.00 8.59K Feb 29, 2024 Common Stock 8.59K $0.00 Direct F3, F5
transaction PRU 2023 Restricted Stock Units Options Exercise $0 -10.5K -33.33% $0.00 21K Feb 29, 2024 Common Stock 10.5K $0.00 Direct F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the vesting of previously awarded restricted stock units.
F2 Represents shares withheld for the payment of taxes.
F3 The Restricted Stock Units convert to common stock on a 1 to 1 basis.
F4 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.
F5 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.
F6 The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.