| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NIC | Common Stock | Options Exercise | $372K | +10K | +37.53% | $37.18 | 36.6K | Jul 22, 2024 | Direct | |
| transaction | NIC | Common Stock | Sale | -$990K | -10K | -27.29% | $99.00 | 26.6K | Jul 22, 2024 | Direct | F1, F2 |
| holding | NIC | Common Stock | 1.82K | Jul 22, 2024 | By 401(k) Plan |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NIC | Stock Option (Right to Buy) | Options Exercise | $0 | -10K | -100% | $0.00* | 0 | Jul 22, 2024 | Common Stock | 10K | $37.18 | Direct | F3 |
| Id | Content |
|---|---|
| F1 | The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.00 to $99.09, inclusive. Mr. Hutjens undertakes to provides to Nicolet Bankshares, Inc., any security holder of Nicolet Bankshares, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. |
| F2 | Includes 71 additional shares acquired under the Employee Stock Purchase Plan since Mr. Hutjens last Form 4 filing on March 6, 2024. Mr. Hutjens owns a total of 700 shares in the Employee Stock Purchase Plan as of the date of this report. |
| F3 | The non-qualified stock options fully vested as of September 20, 2021, and have now been fully exercised as of the date of this report. |