Brad V. Hutjens - Oct 23, 2024 Form 4 Insider Report for NICOLET BANKSHARES INC (NIC)

Role
EVP - CCO - Nicolet Natl Bank
Signature
/s/ H. Phillip Moore, Jr., as attorney-in-fact for Brad V. Hutjens
Stock symbol
NIC
Transactions as of
Oct 23, 2024
Transactions value $
-$419,994
Form type
4
Date filed
10/24/2024, 06:52 PM
Previous filing
Jul 22, 2024
Next filing
Oct 28, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NIC Common Stock Options Exercise $9.77K +200 +0.75% $48.85 26.9K Oct 23, 2024 Direct
transaction NIC Common Stock Sale -$20.4K -200 -0.74% $101.85 26.7K Oct 23, 2024 Direct
transaction NIC Common Stock Options Exercise $374K +7.66K +28.72% $48.85 34.3K Oct 24, 2024 Direct
transaction NIC Common Stock Sale -$438K -4.3K -12.52% $101.85 30K Oct 24, 2024 Direct
transaction NIC Common Stock Sale -$346K -3.36K -11.19% $102.85 26.7K Oct 24, 2024 Direct F1
holding NIC Common Stock 1.82K Oct 23, 2024 By 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NIC Stock Option (Right to Buy) Options Exercise $0 -200 -0.37% $0.00 53.8K Oct 23, 2024 Common Stock 200 $48.85 Direct F2
transaction NIC Stock Option (Right to Buy) Options Exercise $0 -7.66K -14.24% $0.00 46.1K Oct 24, 2024 Common Stock 7.66K $48.85 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 32 additional shares acquired under the Employee Stock Purchase Plan since Mr. Hutjens last Form 4 filing on July 22, 2024. Mr. Hutjens owns a total of 732 shares in the Employee Stock Purchase Plan as of the date of this report.
F2 The nonqualified options vest in five annual installments of 10,800 shares annually on May 16 of each year, beginning on May 16, 2018 and fully vest on May 16, 2022.