Brad V Hutjens - 05 Mar 2024 Form 4 Insider Report for NICOLET BANKSHARES INC (NIC)

Role
EVP - CCO - Nicolet Natl Bank
Signature
/s/ H. Phillip Moore, Jr., as attorney-in-fact for Brad V. Hutjens
Issuer symbol
NIC
Transactions as of
05 Mar 2024
Net transactions value
-$285,020
Form type
4
Filing time
06 Mar 2024, 16:40:15 UTC
Previous filing
22 Nov 2023
Next filing
22 Jul 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NIC Common Stock Options Exercise $119,000 +5,000 +19% $23.80 31,571 05 Mar 2024 Direct
transaction NIC Common Stock Sale $395,920 -4,900 -16% $80.80 26,671 05 Mar 2024 Direct
transaction NIC Common Stock Sale $8,100 -100 -0.37% $81.00 26,571 05 Mar 2024 Direct F1
holding NIC Common Stock 1,818 05 Mar 2024 By 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NIC Stock Option (Right to Buy) Options Exercise $0 -5,000 -100% $0.000000* 0 05 Mar 2024 Common Stock 5,000 $23.80 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 34 additional shares acquired under the Employee Stock Purchase Plan since Mr. Hutjens last Form 4 filing on November 22, 2023. Mr. Hutjens owns a total of 629 shares in the Employee Stock Purchase Plan as of the date of this report.
F2 The non-qualified stock option fully vested as of October 28, 2019, and has now been fully exercised as of the date of this report.