Robert Axel - Mar 12, 2024 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)

Role: SVP and Controller
Signature: /s/ Danny Fiore, attorney-in-fact
Stock symbol: PRU
Transactions as of: Mar 12, 2024
Transactions value $: -$719,942
Form type: 4
Date filed: 3/14/2024, 03:21 PM
Previous filing: Mar 4, 2024
Next filing: Mar 18, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	PRU	Common Stock	Sale	-$595K	-5.32K	-37.11%	$111.86	9.02K	Mar 12, 2024	Direct	F1
transaction	PRU	Common Stock	Sale	-$125K	-1.12K	-12.38%	$111.87	7.9K	Mar 12, 2024	Direct	F2
holding	PRU	Common Stock						1.34K	Mar 12, 2024	By 401(k)

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $111.86 to $111.89, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnote (1) to this Form 4.
F2	Following the transactions reported on this Form 4, Mr. Axel continues to hold 7,901 shares directly and 1,336 shares indirectly in a 401(k) account. Mr. Axel also holds an additional 1,585 Deferred Compensation shares, 11,429 vested stock options, 3,929 restricted stock units, and 13,441 target performance shares (the exact number awarded being dependent on achievement of performance goals).

Content

The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $111.86 to $111.89, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnote (1) to this Form 4.

Following the transactions reported on this Form 4, Mr. Axel continues to hold 7,901 shares directly and 1,336 shares indirectly in a 401(k) account. Mr. Axel also holds an additional 1,585 Deferred Compensation shares, 11,429 vested stock options, 3,929 restricted stock units, and 13,441 target performance shares (the exact number awarded being dependent on achievement of performance goals).