Robert Axel - 29 Feb 2024 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)

Role
SVP and Controller
Signature
/s/ Danny Fiore, attorney-in-fact
Issuer symbol
PRU
Transactions as of
29 Feb 2024
Net transactions value
-$77,819
Form type
4
Filing time
04 Mar 2024, 16:28:17 UTC
Previous filing
15 Feb 2024
Next filing
14 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PRU Common Stock Options Exercise $0 +860 +6.6% $0.000000 13,796 29 Feb 2024 Direct F1
transaction PRU Common Stock Tax liability $31,607 -290 -2.1% $108.99 13,506 29 Feb 2024 Direct F2
transaction PRU Common Stock Options Exercise $0 +577 +4.4% $0.000000 13,659 29 Feb 2024 Direct F1
transaction PRU Common Stock Tax liability $21,253 -195 -1.4% $108.99 13,311 29 Feb 2024 Direct F2
transaction PRU Common Stock Options Exercise $0 +678 +5% $0.000000 14,337 29 Feb 2024 Direct F1
transaction PRU Common Stock Tax liability $24,959 -229 -1.7% $108.99 13,082 29 Feb 2024 Direct F2
holding PRU Common Stock 1,336 29 Feb 2024 By 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PRU 2021 Restricted Stock Units Options Exercise $0 -860 -100% $0.000000* 0 29 Feb 2024 Common Stock 860 Direct F3, F4
transaction PRU 2022 Restricted Stock Units Options Exercise $0 -577 -50% $0.000000 577 29 Feb 2024 Common Stock 577 $0.000000 Direct F3, F5
transaction PRU 2023 Restricted Stock Units Options Exercise $0 -678 -33% $0.000000 1,356 29 Feb 2024 Common Stock 678 $0.000000 Direct F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the vesting of previously awarded restricted stock units.
F2 Represents shares withheld for the payment of taxes.
F3 The Restricted Stock Units convert to common stock on a 1 to 1 basis.
F4 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.
F5 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.
F6 The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.