Robert Axel - Feb 29, 2024 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)

Role
SVP and Controller
Signature
/s/ Danny Fiore, attorney-in-fact
Stock symbol
PRU
Transactions as of
Feb 29, 2024
Transactions value $
-$77,819
Form type
4
Date filed
3/4/2024, 04:28 PM
Previous filing
Feb 15, 2024
Next filing
Mar 14, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PRU Common Stock Options Exercise $0 +860 +6.65% $0.00 13.8K Feb 29, 2024 Direct F1
transaction PRU Common Stock Tax liability -$31.6K -290 -2.1% $108.99 13.5K Feb 29, 2024 Direct F2
transaction PRU Common Stock Options Exercise $0 +577 +4.41% $0.00 13.7K Feb 29, 2024 Direct F1
transaction PRU Common Stock Tax liability -$21.3K -195 -1.44% $108.99 13.3K Feb 29, 2024 Direct F2
transaction PRU Common Stock Options Exercise $0 +678 +4.96% $0.00 14.3K Feb 29, 2024 Direct F1
transaction PRU Common Stock Tax liability -$25K -229 -1.72% $108.99 13.1K Feb 29, 2024 Direct F2
holding PRU Common Stock 1.34K Feb 29, 2024 By 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PRU 2021 Restricted Stock Units Options Exercise $0 -860 -100% $0.00* 0 Feb 29, 2024 Common Stock 860 Direct F3, F4
transaction PRU 2022 Restricted Stock Units Options Exercise $0 -577 -50% $0.00 577 Feb 29, 2024 Common Stock 577 $0.00 Direct F3, F5
transaction PRU 2023 Restricted Stock Units Options Exercise $0 -678 -33.33% $0.00 1.36K Feb 29, 2024 Common Stock 678 $0.00 Direct F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the vesting of previously awarded restricted stock units.
F2 Represents shares withheld for the payment of taxes.
F3 The Restricted Stock Units convert to common stock on a 1 to 1 basis.
F4 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.
F5 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.
F6 The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.