Caroline Feeney - 29 Feb 2024 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)

Role
Executive Vice President
Signature
/s/ Danny Fiore, attorney-in-fact
Issuer symbol
PRU
Transactions as of
29 Feb 2024
Net transactions value
-$381,901
Form type
4
Filing time
04 Mar 2024, 18:47:10 UTC
Previous filing
27 Feb 2024
Next filing
13 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PRU Common Stock Options Exercise $0 +1,720 +9% $0.000000 20,774 29 Feb 2024 Direct F1
transaction PRU Common Stock Tax liability $94,385 -866 -4.2% $108.99 19,908 29 Feb 2024 Direct F2
transaction PRU Common Stock Options Exercise $0 +2,226 +13% $0.000000 19,496 29 Feb 2024 Direct F1
transaction PRU Common Stock Tax liability $122,614 -1,125 -5.7% $108.99 18,783 29 Feb 2024 Direct F2
transaction PRU Common Stock Options Exercise $0 +2,986 +15% $0.000000 22,482 29 Feb 2024 Direct F1
transaction PRU Common Stock Tax liability $164,902 -1,513 -8.1% $108.99 17,270 29 Feb 2024 Direct F2
holding PRU Common Stock 7,954 29 Feb 2024 By 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PRU 2021 Restricted Stock Units Options Exercise $0 -1,720 -100% $0.000000* 0 29 Feb 2024 Common Stock 1,720 $0.000000 Direct F3, F4
transaction PRU 2022 Restricted Stock Units Options Exercise $0 -2,226 -50% $0.000000 2,226 29 Feb 2024 Common Stock 2,226 $0.000000 Direct F3, F5
transaction PRU 2023 Restricted Stock Units Options Exercise $0 -2,986 -33% $0.000000 5,972 29 Feb 2024 Common Stock 2,986 $0.000000 Direct F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the vesting of previously awarded restricted stock units.
F2 Represents shares withheld for the payment of taxes.
F3 The Restricted Stock Units convert to common stock on a 1 to 1 basis.
F4 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.
F5 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.
F6 The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.