Caroline Feeney - 23 Feb 2024 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)

Role
Executive Vice President
Signature
/s/ Richard J. Baker, attorney-in-fact
Issuer symbol
PRU
Transactions as of
23 Feb 2024
Net transactions value
-$174,989
Form type
4
Filing time
27 Feb 2024, 16:32:09 UTC
Previous filing
15 Feb 2024
Next filing
04 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PRU Common Stock Options Exercise $468,294 +5,016 +26% $93.36 24,070 23 Feb 2024 Direct
transaction PRU Common Stock Options Exercise $755,743 +7,883 +33% $95.87 31,953 23 Feb 2024 Direct
transaction PRU Common Stock Sale $1,399,026 -12,899 -40% $108.46 19,054 23 Feb 2024 Direct F1, F2
holding PRU Common Stock 7,954 23 Feb 2024 By 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PRU 2019 Employee Stock Option (Right to Buy) Options Exercise $0 -5,016 -100% $0.000000* 0 23 Feb 2024 Common Stock 5,016 $93.36 Direct F3
transaction PRU 2020 Employee Stock Option (Right to Buy) Options Exercise $0 -7,883 -100% $0.000000* 0 23 Feb 2024 Common Stock 7,883 $95.87 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.46 to $108.54 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.
F2 Following the transaction reported on this Form 4, Ms. Feeney continues to hold 19,054 shares directly and 7,954 shares indirectly in a 401(k) account. Ms. Feeney also holds an additional 6,652 vested stock options, 86,225 restricted stock units, and 73,451 target performance shares (the exact number awarded being dependent on achievement of performance goals).
F3 The options vest in three equal annual installments beginning on February 12, 2020.
F4 The options vest in three equal annual installments beginning on February 11, 2021.