Brannigan C. Thompson - Feb 20, 2024 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Role
Executive Vice President, Chief Human Resources Officer
Signature
/s/ My Chi To, Attorney-in-Fact
Stock symbol
VOYA
Transactions as of
Feb 20, 2024
Transactions value $
-$118,607
Form type
4
Date filed
2/22/2024, 04:44 PM
Previous filing
Aug 28, 2023
Next filing
Feb 23, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VOYA Common Stock Options Exercise $0 +2.96K $0.00 2.96K Feb 20, 2024 Direct F1
transaction VOYA Common Stock Options Exercise $0 +2.51K +84.84% $0.00 5.48K Feb 20, 2024 Direct F1
transaction VOYA Common Stock Tax liability -$119K -1.69K -30.89% $70.14 3.78K Feb 20, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VOYA Restricted Stock Units Options Exercise $0 -2.96K -27.81% $0.00 7.69K Feb 20, 2024 Common Stock 2.96K Direct F2
transaction VOYA Performance Stock Unit Options Exercise $0 -2.51K -33.61% $0.00 4.96K Feb 20, 2024 Common Stock 2.51K Direct F3
holding VOYA Performance-Based Stock Options 3.62K Feb 20, 2024 Common Stock 3.62K Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.
F2 The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
F3 The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.
F4 The options vest based on conditions set forth in their respective agreements.

Remarks:

Executive Vice President, Chief Human Resources Officer