Brannigan C. Thompson - Aug 16, 2023 Form 3 Insider Report for Voya Financial, Inc. (VOYA)

Signature
/s/ My Chi To, Attorney-in-Fact
Stock symbol
VOYA
Transactions as of
Aug 16, 2023
Transactions value $
$0
Form type
3
Date filed
8/28/2023, 04:26 PM
Next filing
Feb 22, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding VOYA Performance Stock Unit Aug 16, 2023 Common Stock 7.48K Direct F1
holding VOYA Performance-Based Stock Options Aug 16, 2023 Common Stock 3.62K Direct F2, F3
holding VOYA Restricted Stock Units Aug 16, 2023 Common Stock 10.6K Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.
F2 The options vest based on conditions set forth in their respective agreements.
F3 The exercise price is $50.03.
F4 The restricted stock units were awarded as compensation and covert to common stock on a 1 to 1 basis upon the vesting date.

Remarks:

Executive Vice President, Chief Human Resources Officer | Exhibit List: Exhibit 24 - Power of Attorney