Brannigan C. Thompson - 16 Aug 2023 Form 3 Insider Report for Voya Financial, Inc. (VOYA)

Signature
/s/ My Chi To, Attorney-in-Fact
Issuer symbol
VOYA
Transactions as of
16 Aug 2023
Net transactions value
$0
Form type
3
Filing time
28 Aug 2023, 16:26:15 UTC
Next filing
22 Feb 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding VOYA Performance Stock Unit 16 Aug 2023 Common Stock 7,476 Direct F1
holding VOYA Performance-Based Stock Options 16 Aug 2023 Common Stock 3,617 Direct F2, F3
holding VOYA Restricted Stock Units 16 Aug 2023 Common Stock 10,649 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.
F2 The options vest based on conditions set forth in their respective agreements.
F3 The exercise price is $50.03.
F4 The restricted stock units were awarded as compensation and covert to common stock on a 1 to 1 basis upon the vesting date.

Remarks:

Executive Vice President, Chief Human Resources Officer | Exhibit List: Exhibit 24 - Power of Attorney